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Investment Adviser · Mid-sized ($1B–$10B)
CRD 109515
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ADV data as of Mar 21, 2025
- Regulatory AUM
- $6.7B
- Discretionary
- $6.7B
- Clients
- 531
- Avg AUM / client
- $12.6M
- Accounts
- 1,097
- Employees
- 44
AUM over time
$1.7B
$6.7B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 21, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 151 | $73.2M | 1.09% |
| High net worth individuals | 223 | $1.2B | 17.9% |
| Banking or thrift institutions | 2 | $20.3M | 0.3% |
| Pension and profit sharing plans | 3 | $77.3M | 1.15% |
| Charitable organizations | 48 | $345M | 5.14% |
| State or municipal government entities | 20 | $157M | 2.34% |
| Insurance companies | 6 | $15.4M | 0.23% |
| Corporations and other businesses | 77 | $559M | 8.34% |
| Other | 1 | $4.3B | 63.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- First National Trust Company $6.6B (99% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 21, 2025.