Mainstay Capital Management, Llc
- Regulatory AUM
- $5.3B
- Discretionary
- $4.7B
- Clients
- 3,454
- Avg AUM / client
- $1.5M
- Accounts
- 3,460
- Employees
- 33
AUM over time
Annual snapshots from Form ADV filings · as of Jul 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,790 | $812M | 15.3% |
| High net worth individuals | 1,664 | $4.1B | 77.7% |
| Banking or thrift institutions | Fewer than 5 clients | $372M | 7.0% |
| Corporations and other businesses | Fewer than 5 clients | $2.8M | 0.05% |
People (24)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Paul Kudla | Member/Ceo/Chief Investment Strategist | Oct 2002 (24y) | 75% or more | |
| Jeremiah Ludington | Chief Compliance Officer | Apr 2019 (7y) | Less than 5% | |
| Scott John Laduke | Registered representative | CFP | May 2006 (20y) | |
| Michael D Wallen | Registered representative | CFP | Aug 2011 (15y) | |
| Erica Ann Witmer | Registered representative | May 2016 (10y) | ||
| Leonard Frank Nowak | Registered representative | CFP | Mar 2017 (9y) | |
| Hari K Rao | Registered representative | CFP | May 2020 (6y) | |
| Terry Lee Bennett | Registered representative | Dec 2020 (6y) | ||
| Robert Louis Puz | Registered representative | May 2022 (4y) | ||
| Jason M Best | Registered representative | CFA | Sep 2022 (4y) | |
| Anthony M. Shaieb | Registered representative | CFP | Jan 2023 (4y) | |
| Catheryn Lee Makela | Registered representative | CFP | Jan 2024 (3y) | |
| Patrick James Rice | Registered representative | CFP CFA | Jan 2025 (2y) | |
| Bartholomew Timothy Dylan Mackler | Registered representative | Feb 2025 (1y) | ||
| Curtis Eugene Moore | Registered representative | Mar 2025 (1y) | ||
| Scott Christopher Brady | Registered representative | CFP | Jul 2025 (1y) | |
| Vincent A Panizzi | Registered representative | CFP | Oct 2025 (1y) | |
| Nicholas Lemp | Registered representative | Dec 2025 (1y) | ||
| Dylan J. Stewart | Registered representative | CFP | Feb 2026 (0y) | |
| Anthony Dean Bagneschi | Registered representative | CFP | Feb 2026 (0y) | |
| Paul Alexander Austin | Registered representative | CFP | Feb 2026 (0y) | |
| William Leonard Berlin | Registered representative | Mar 2026 (0y) | ||
| Donald Joseph Whitton | Registered representative | CFP | Mar 2026 (0y) | |
| Zachary Wilcox | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $2.8B (53% of AUM) Jul 2026
- Pershing $14.2M (0% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗