Halter Ferguson Financial Inc
- Regulatory AUM
- $705M
- Discretionary
- $705M
- Clients
- 292
- Avg AUM / client
- $2.4M
- Accounts
- 1,076
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 97 | $48.3M | 6.86% |
| High net worth individuals | 194 | $650M | 92.2% |
| Pooled investment vehicles (non-investment companies) | 1 | $3.8M | 0.54% |
| Charitable organizations | Fewer than 5 clients | $3.0M | 0.43% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradford Scott Ferguson | President And Chief Compliance Officer | CFA | Mar 2006 (20y) | 75% or more |
| Tiffany Christina White | Registered representative | CFP | Jan 2015 (12y) | |
| Matthew Charles Smith | Registered representative | May 2023 (3y) | ||
| Isaac Christopher Yops | Registered representative | Nov 2023 (3y) | ||
| Benjamin Michel Weber | Registered representative | Sep 2024 (2y) | ||
| Henry M Dierkes | Registered representative | Mar 2026 (0y) | ||
| Lisa Marie Hileman Angelo | Registered representative | Chartered Financial Consultant | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $449M (64% of AUM) May 2026
- Fidelity Brokerage Services $252M (36% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗