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Wealth Manager · Large ($10B–$100B)
CRD 109651
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ADV data as of Jul 03, 2025
- Regulatory AUM
- $10.1B
- Discretionary
- $9.9B
- Clients
- 8,669
- Avg AUM / client
- $1.2M
- Accounts
- 20,501
- Employees
- 55
AUM over time
$2.6B
$10.1B
Dec 2011
Jul 2025
Annual snapshots from Form ADV filings · as of Jul 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,556 | $606M | 6.01% |
| High net worth individuals | 5,392 | $8.6B | 85.4% |
| Pooled investment vehicles (non-investment companies) | 3 | $65.8M | 0.65% |
| Pension and profit sharing plans | 263 | $268M | 2.65% |
| Charitable organizations | 33 | $55.7M | 0.55% |
| Corporations and other businesses | 126 | $259M | 2.57% |
| Other | 1,296 | $222M | 2.2% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $5.9B (59% of AUM) Jul 2025
- Fidelity Brokerage Services $3.8B (38% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 03, 2025.