Lauer Capital Management Ltd
- Regulatory AUM
- $323M
- Discretionary
- $323M
- Clients
- 90
- Avg AUM / client
- $3.6M
- Accounts
- 92
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 35 | $15.2M | 4.7% |
| High net worth individuals | 55 | $288M | 89.2% |
| Charitable organizations | Fewer than 5 clients | $19.8M | 6.15% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Thomas Lauer | President | CFA | Nov 1994 (32y) | 75% or more |
| Lauer, Richard, Dana | Director, Chief Compliance Officer | Dec 1999 (27y) | Less than 5% | |
| E John Fromelt | Registered representative | CFA | May 2009 (17y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $303M (94% of AUM) Mar 2026
- Wells Fargo $89.5M (27% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗