Smbc Asset Management, Inc.
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 08, 2026
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tamamura, Toshihisa | Chief Compliance Officer | Jul 2013 (13y) | Less than 5% | |
| Shiraki, Hisashi | Director | Jun 2015 (11y) | Less than 5% | |
| Ozaki, Hideomi | Director | Sep 2018 (8y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sumitomo Mitsui Ds Asset Management Company, Lmited | Shareholder | Apr 2019 | A | 75% or more |
| Sumitomo Mitsui Financial Group, Inc | Indirect Shareholder | Apr 2019 | B | ≈ 37.5% – 75% via Sumitomo Mitsui Ds Asset Management Company, Lmited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sumitomo Mitsui Financial Group, Inc: 50% – 75% of Sumitomo Mitsui Ds Asset Management Company, Lmited × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/08/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • COSTS PLUS 10%
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 08, 2026.
View current Form ADV (SEC/IAPD) ↗