Contravisory Investment Management, Inc.
- Regulatory AUM
- $702M
- Discretionary
- $640M
- Clients
- 242
- Avg AUM / client
- $2.9M
- Accounts
- 655
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 139 | $77.8M | 11.1% |
| High net worth individuals | 88 | $429M | 61.1% |
| Pooled investment vehicles (non-investment companies) | 2 | $91.5M | 13.0% |
| Pension and profit sharing plans | 5 | $27.0M | 3.85% |
| Charitable organizations | 5 | $16.6M | 2.36% |
| Corporations and other businesses | 3 | $60.0M | 8.56% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Feb 2024 · $80.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Contravisory Fund, Lp | Hedge Fund | Delaware | $61.6M | 73 |
| Contravisory Idf, Lp | Hedge Fund | Massachusetts | $18.5M | 1 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Philip Anthony Noonan | Chief Operating Officer | Jan 2002 (25y) | 50% – 75% | |
| William Mark Noonan | President/Ceo | Jul 2006 (20y) | 50% – 75% | |
| Matthew Brian Sullivan | Chief Compliance Officer | Jan 2008 (19y) | Less than 5% | |
| David Michael Canal | Registered representative | Nov 2007 (19y) | ||
| Marla K Schroeder | Registered representative | Jan 2025 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $80.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Contravisory Fund, Lp | Hedge Fund | $61.6M | $250K | 73 |
| Contravisory Idf, Lp | Hedge Fund | $18.5M | $250K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 1.38 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Security ratings or pricing services
Custody
Reported custodians
- Charles Schwab & Co. $461M (66% of AUM) May 2026
- National Financial Services (Fidelity) $91.3M (17% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.
View current Form ADV (SEC/IAPD) ↗