John Moore & Associates Inc
- Regulatory AUM
- $1.0B
- Discretionary
- $829M
- Clients
- 729
- Avg AUM / client
- $1.4M
- Accounts
- 2,683
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 488 | $163M | 15.8% |
| High net worth individuals | 226 | $844M | 82.0% |
| Pension and profit sharing plans | 2 | $5.8M | 0.56% |
| Charitable organizations | 8 | $2.7M | 0.27% |
| Corporations and other businesses | 5 | $13.9M | 1.35% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian James Cochran | Trustee | Aug 2015 (11y) | 50% – 75% | |
| Wilder, Emily, Faye | Trustee | Aug 2015 (11y) | 50% – 75% | |
| Schwalm, Jami, Sue | Chief Compliance Officer | Jan 2019 (8y) | Less than 5% | |
| Cole Vance Leonida | Registered representative | Dec 2021 (5y) | ||
| John William Onesti | Registered representative | CFP | Mar 2024 (2y) | |
| Gary Andrew Ferguson | Registered representative | CFP | Mar 2024 (2y) | |
| Greg Alan Hartenbower | Registered representative | Mar 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cochran Trust Uad 8/3/15 | Shareholder | Jan 2016 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 948 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $349M (34% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗