AUMdb

Managed Financial Services Corp Inc

State-registered Wealth Manager · Boutique (under $100M) CRD 109806 · SEC file 801-56058 · Houston, TX · WWW.MANAGEDFINANCIAL.COM
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$55.5M
Discretionary
$53.0M
Clients
275
Avg AUM / client
$202K
Accounts
275
Employees
6

AUM over time

$55.5M $62.0M
Mar 28, 2012 Mar 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 255 $34.9M 62.9%
High net worth individuals 20 $20.6M 37.1%

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
John Wesley Cook Chief Executive Officer Mar 1997 (29y) 25% – 50%
Mitchell, William, Ronald Chief Investment Officer Mar 1997 (29y) 10% – 25%
Joi Catherine Murphy Chief Compliance Officer May 1999 (27y) 25% – 50%
Delonas, James, R Vice President Jan 2000 (27y) 10% – 25%
Richard Harlan Walker Registered representative Dec 1999 (27y)
Steven Brent Hobbs Registered representative Apr 2001 (25y)
Anthony Wayne Sumrall Registered representative Dec 2010 (16y)
Jonathan David Elston Registered representative Aug 2019 (7y)
Terence Whitney King Registered representative Nov 2019 (7y)

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 1.09 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗