Compak Asset Management
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 1,751
- Avg AUM / client
- $866K
- Accounts
- 2,939
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 579 | $143M | 9.42% |
| High net worth individuals | 1,155 | $1.3B | 88.8% |
| Pension and profit sharing plans | 4 | $20.0M | 1.32% |
| Corporations and other businesses | 13 | $7.2M | 0.48% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Moeez Ul Haq Ansari | President | Dec 1999 (27y) | 75% or more | |
| Feroz Ulhaq Ansari | Cco / Senior Principal | CFP | Dec 2002 (24y) | 10% – 25% |
| John William Baffa | Registered representative | Mar 2001 (25y) | ||
| Elmer Barba Salvador | Registered representative | Nov 2004 (22y) | ||
| Eva Popov Bowen | Registered representative | Jan 2006 (21y) | ||
| Glenn Charles Link | Registered representative | Sep 2006 (20y) | ||
| Yekaterina Ivanovna Galkina | Registered representative | CFP | Jul 2007 (19y) | |
| Claude Edwin Gaither | Registered representative | Apr 2008 (18y) | ||
| Javaid Ulhaq Ansari | Registered representative | CFP | Jun 2012 (14y) | |
| Imran Ulhaq Ansari | Registered representative | Apr 2014 (12y) | ||
| John Howard Deardorff | Registered representative | CFP | Nov 2015 (11y) | |
| Melissa Lynn Wright | Registered representative | CFP | May 2021 (5y) | |
| Qinyi Du | Registered representative | CFA | Apr 2025 (1y) | |
| Ryan Thomas Harding | Registered representative | Jul 2025 (1y) | ||
| Avi Darshankumar Gorasia | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Other fees
- • ACCOUNT MAINTENANCE FEE OF $45 PER CALENDAR QUARTER SEE SCHED D
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $1.5B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗