N
N
Wealth Manager · Mid-sized ($1B–$10B)
CRD 109941
·
☆ Save with Pro
ADV data as of Feb 20, 2025
- Regulatory AUM
- $1.5B
- Discretionary
- $1.4B
- Clients
- 956
- Avg AUM / client
- $1.5M
- Accounts
- 2,180
- Employees
- 20
AUM over time
$553M
$1.5B
Mar 26, 2012
Feb 20, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 20, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 562 | $198M | 13.7% |
| High net worth individuals | 355 | $1.1B | 76.7% |
| Pension and profit sharing plans | 28 | $92.9M | 6.4% |
| Charitable organizations | 11 | $47.4M | 3.26% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (94% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2025.