Renaissance Capital Llc
- Regulatory AUM
- $144M
- Discretionary
- $144M
- Clients
- 84
- Avg AUM / client
- $1.7M
- Accounts
- 2
- Employees
- 17
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $144M | 100.0% |
| Other investment advisers | 82 | $0 | — |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Smith, Kathleen, Shelton | Member And Chairman | Sep 1991 (35y) | 50% – 75% | |
| Smith, William, Kevin | Member And Ceo | Sep 1991 (35y) | 50% – 75% | |
| Strube, Karen, Ann | Chief Compliance Officer | Dec 2022 (4y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
- • Fixed fees
Services
- • Portfolio management for investment companies
- • Other services
Custody
Reported custodians
- BNY Mellon $26.3M (36% of AUM) Mar 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗