Stuart Investment Advisors, Inc.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 109995 · SEC file 801-56546 · Austin, TX · www.linkedin.com

☆ Save with Pro ADV data as of Mar 12, 2026

Regulatory AUM: $631M
Discretionary: $549M
Clients: 401
Avg AUM / client: $1.6M
Accounts: 1,005
Employees: 4

AUM over time

$227M $631M

Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 12, 2026

Investments (13F portfolio — 27 positions, $228,908,419)

13F period Mar 31, 2026

#	Issuer	Class	Value	Shares	% of 13F	% of AUM
1	Vanguard Index Fds	TOTAL STK MKT	$108,386,922	337,854	47.3%	17.2%
2	Ishares Gold Tr	ISHARES NEW	$46,622,693	528,842	20.4%	7.39%
3	Vanguard Star Fds	VG TL INTL STK F	$29,001,666	376,108	12.7%	4.6%
4	Vanguard Index Fds	S&P 500 ETF SHS	$24,511,958	41,021	10.7%	3.89%
5	Berkshire Hathaway Inc Del	CL B NEW	$2,902,994	6,058	1.27%	0.46%
6	Raymond James Finl Inc	COM	$2,767,661	19,115	1.21%	0.44%
7	Exxon Mobil Corp	COM	$2,201,458	12,976	0.96%	0.35%
8	Vanguard Index Fds	MCAP GR IDXVIP	$1,899,418	7,381	0.83%	0.3%
9	Ishares Gold Tr	SHARES REPRESENT	$1,538,018	32,934	0.67%	0.24%
10	Amazon Com Inc	COM	$1,412,487	6,782	0.62%	0.22%
11	Energy Transfer L P	COM UT LTD PTN	$1,059,531	54,898	0.46%	0.17%
12	Microsoft Corp	COM	$974,141	2,632	0.43%	0.15%
13	Spdr Gold Tr	GOLD SHS	$635,538	1,477	0.28%	0.1%
14	Schwab Strategic Tr	US LRG CAP ETF	$629,667	24,558	0.28%	0.1%
15	Schwab Strategic Tr	FUNDAMENTAL INTL	$580,065	11,855	0.25%	0.09%
16	Vanguard Whitehall Fds	INTL HIGH ETF	$566,382	6,010	0.25%	0.09%
17	Vanguard Intl Equity Index F	ALLWRLD EX US	$448,311	5,970	0.2%	0.07%
18	Vanguard Whitehall Fds	INTL DVD ETF	$440,531	4,980	0.19%	0.07%
19	Johnson & Johnson	COM	$368,127	1,506	0.16%	0.06%
20	Automatic Data Processing In	COM	$298,268	1,468	0.13%	0.05%
21	Rtx Corporation	COM	$294,751	1,528	0.13%	0.05%
22	Gilead Sciences Inc	COM	$278,740	2,000	0.12%	0.04%
23	Apple Inc	COM	$256,090	1,009	0.11%	0.04%
24	Vanguard Intl Equity Index F	FTSE EUROPE ETF	$214,977	2,608	0.09%	0.03%
25	Chevron Corporation	COM	$211,659	1,023	0.09%	0.03%

Top 25 of 27 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client type	Clients	AUM	% of AUM
Individuals (non-high net worth)	217	$80.9M	12.8%
High net worth individuals	169	$526M	83.4%
Pension and profit sharing plans	Fewer than 5 clients	$11.0M	1.74%
Charitable organizations	10	$9.9M	1.57%
Corporations and other businesses	5	$3.1M	0.49%

People (4)

roster as of Jul 20, 2026

Name	Role / title	With firm since	Ownership
Bocanegra, Lisa, L	Vice President	Dec 1997 (29y)	Less than 5%
Carl Wilson Stuart	President/Chief Compliance Officer	Dec 1997 (29y)	75% or more
Heard, Linda, Joann	Secretary/Treasurer	Mar 1999 (27y)	Less than 5%
Lindsey Blair Stuart	Registered representative	Jun 2023 (3y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

Form	Period	Size
Form ADV (full filing)	03/12/2026	901 KB	View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

• Percentage of assets under management

Services

• Financial planning services
• Portfolio management for individuals/small businesses
• Pension consulting services

Custody

Reported custodians

Raymond James $607M (96% of AUM) Mar 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.

View current Form ADV (SEC/IAPD) ↗