AUMdb

Spirit Of America Management Corp

SEC-registered Mutual Fund / Asset Manager · Small ($100M–$1B) CRD 110023 · SEC file 801-54782 · Syosset, NY · WWW.SOAFUNDS.COM
☆ Save with Pro ADV data as of Jan 23, 2026
Regulatory AUM
$540M
Discretionary
$540M
Clients
21
Avg AUM / client
$25.7M
Accounts
21
Employees
35

AUM over time

$443M $1.2B
Mar 28, 2012 Jan 23, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jan 23, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 20 $5.3M 0.98%
Investment companies 1 $535M 99.0%

People (18)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Lerner, David President;Director May 1997 (29y) 75% or more
Chodosh, Alan, P Treasurer Jun 2003 (23y) Less than 5%
Pickard, Joseph, Chalmers Chief Compliance Officer Aug 2007 (19y) Less than 5%
Jonathan Bruce Hurwitz Registered representative Mar 2018 (8y)
John Maurice Lamont Registered representative Mar 2018 (8y)
Patricia Gowan Klein Registered representative Mar 2018 (8y)
Maxim Tulupnikoff Registered representative Mar 2018 (8y)
Rafael Scott Klein Registered representative Mar 2018 (8y)
Angelo Strazzera Registered representative Apr 2018 (8y)
James Michael Ezegelian Registered representative Apr 2018 (8y)
Sergey V Kovalev Registered representative May 2018 (8y)
Ronald Lewis Morse Registered representative May 2018 (8y)
Ronald Ian Ganz Registered representative May 2018 (8y)
Michael Joseph Norton Registered representative Oct 2022 (4y)
Michal Lacheta Registered representative Nov 2022 (4y)
Peter Stephen Isler Registered representative Dec 2022 (4y)
Nolan Crean Registered representative Jan 2024 (3y)
Charles Christopher Castro Registered representative Dec 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/23/2026 1.08 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for investment companies

Custody

Reported custodians

  • RBC $5.3M (1% of AUM) Jan 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 23, 2026.

View current Form ADV (SEC/IAPD) ↗