Hofkin Capital Management, Inc.
- Regulatory AUM
- $88.0M
- Discretionary
- $60.1M
- Clients
- 37
- Avg AUM / client
- $2.4M
- Accounts
- 69
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20 | $9.9M | 11.3% |
| High net worth individuals | 16 | $75.4M | 85.7% |
| Pension and profit sharing plans | 1 | $2.6M | 3.01% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Gary Hofkin | Chief Compliance Officer/Chairman/President/Treasurer/Cfo | Feb 1992 (35y) | 75% or more | |
| Smith, Janet, Schroeder | Vice President/Secretary | Jun 2010 (16y) | Less than 5% | |
| Benjamin Joseph Hofkin | Registered representative | Jan 2026 (1y) | ||
| Jason Andrew Rose | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- UBS $77.3M (93% of AUM) Jun 2026
- Bmo Asset Management Corp. $10.2M (12% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 06, 2026.
View current Form ADV (SEC/IAPD) ↗