Hodges Capital Management Inc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 448
- Avg AUM / client
- $2.8M
- Accounts
- 448
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Oct 31, 2025
Investments (13F portfolio — 204 positions, $1,208,469,979)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Texas Pacific Land Corporation | COM | $49,978,100 | 105,315 | 4.14% | 4.03% |
| 2 | Matador Resources Co | COM | $38,366,931 | 607,264 | 3.17% | 3.09% |
| 3 | Nvidia Corporation | COM | $37,162,097 | 213,085 | 3.08% | 3.0% |
| 4 | Terawulf Inc | COM | $36,097,929 | 2,501,589 | 2.99% | 2.91% |
| 5 | Sharkninja Inc | COM | $29,745,192 | 280,880 | 2.46% | 2.4% |
| 6 | Eagle Materials Inc | COM | $28,228,992 | 149,005 | 2.34% | 2.28% |
| 7 | Freeport Mcmoran Inc Cl B | COM | $27,485,466 | 467,599 | 2.27% | 2.22% |
| 8 | Uber Technologies Inc | COM | $26,105,915 | 362,935 | 2.16% | 2.1% |
| 9 | Banc Of California Inc | COM | $25,707,269 | 1,462,302 | 2.13% | 2.07% |
| 10 | Powell Industries Inc | COM | $22,072,276 | 40,793 | 1.83% | 1.78% |
| 11 | Micron Technology Inc | COM | $21,125,673 | 62,532 | 1.75% | 1.7% |
| 12 | Geo Group Inc | COM | $18,978,473 | 1,128,999 | 1.57% | 1.53% |
| 13 | Draftkings Inc Cl A | COM | $18,693,603 | 864,644 | 1.55% | 1.51% |
| 14 | Academy Sports & Outdoors Inc | COM | $18,189,346 | 322,220 | 1.51% | 1.47% |
| 15 | Cleveland Cliffs Inc | COM | $18,059,055 | 2,137,166 | 1.49% | 1.46% |
| 16 | Commercial Metals Co | COM | $15,833,317 | 257,746 | 1.31% | 1.28% |
| 17 | First Watch Restaurant Group I | COM | $15,529,023 | 1,481,777 | 1.29% | 1.25% |
| 18 | Viking Holdings Ltd | COM | $15,287,881 | 208,055 | 1.27% | 1.23% |
| 19 | Amazon.Com Inc | COM | $14,941,706 | 71,742 | 1.24% | 1.2% |
| 20 | Applied Materials Inc | COM | $14,931,895 | 43,687 | 1.24% | 1.2% |
| 21 | Expand Energy Corporation | COM | $14,717,283 | 134,062 | 1.22% | 1.19% |
| 22 | Apple Inc | COM | $14,140,911 | 55,719 | 1.17% | 1.14% |
| 23 | Clear Secure Inc Cl A | COM | $13,877,211 | 286,660 | 1.15% | 1.12% |
| 24 | Tesla Inc | COM | $13,451,402 | 36,184 | 1.11% | 1.08% |
| 25 | Texas Cap Bancshares Inc | COM | $13,156,061 | 138,660 | 1.09% | 1.06% |
Top 25 of 204 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 265 | $79.8M | 6.43% |
| High net worth individuals | 133 | $380M | 30.7% |
| Banking or thrift institutions | 2 | $6.4M | 0.52% |
| Investment companies | 4 | $503M | 40.5% |
| Pooled investment vehicles (non-investment companies) | 2 | $107M | 8.65% |
| Pension and profit sharing plans | 8 | $9.8M | 0.79% |
| Charitable organizations | 8 | $46.5M | 3.75% |
| State or municipal government entities | 1 | $800K | 0.06% |
| Corporations and other businesses | 25 | $107M | 8.62% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Craig Donaldson Hodges | Ceo/Co. Cio | May 1999 (27y) | ≈ 9.38% – 37.5% via Hodges Capital Holdings Voting Trust | |
| Gary Mack Bradshaw | Director | Feb 2001 (25y) | Less than 5% | |
| Eric Jay Marshall | President/Co. Cio | CFA | Feb 2002 (24y) | Less than 5% |
| Clark Brown Hodges | Evp Business Development | Mar 2006 (20y) | ≈ 9.38% – 37.5% via Hodges Capital Holdings Voting Trust | |
| Hays, Camille, Hodges | Trustee | Oct 2011 (15y) | ≈ 9.38% – 37.5% via Hodges Capital Holdings Voting Trust | |
| Charmagne Marie Darabadey | Chief Compliance Officer | Mar 2021 (5y) | Less than 5% | |
| Robert Jason Woodard | Registered representative | Jul 2012 (14y) | ||
| Derek Rhett Maupin | Registered representative | Jun 2013 (13y) | ||
| Christopher Ryan Terry | Registered representative | CFA | Jan 2014 (13y) | |
| Lee Quincy Bradshaw | Registered representative | Jun 2018 (8y) | ||
| Carlos Rafael Esteve | Registered representative | CFA | Oct 2023 (3y) | |
| Callan Brooks Hirschey | Registered representative | Jul 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hodges Capital Holdings Inc. | Cmo | May 1989 | A | 75% or more |
| Hodges Capital Holdings Voting Trust | Shareholder | Oct 2011 | B | ≈ 37.5% – 75% via Hodges Capital Holdings Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Craig Donaldson Hodges: 25% – 50% of Hodges Capital Holdings Voting Trust × 50% – 75% of Hodges Capital Holdings Inc. × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Clark Brown Hodges: 25% – 50% of Hodges Capital Holdings Voting Trust × 50% – 75% of Hodges Capital Holdings Inc. × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Hays, Camille, Hodges: 25% – 50% of Hodges Capital Holdings Voting Trust × 50% – 75% of Hodges Capital Holdings Inc. × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Hodges Capital Holdings Voting Trust: 50% – 75% of Hodges Capital Holdings Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 10/31/2025 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT IMPROPERLY CHARGED TICKET CHARGES IN AT LEAST 449 TRANSACTIONS INVOLVING 129 ACCOUNTS FOR CLIENTS OF ITS AFFILIATED REGISTERED INVESTMENT ADVISOR (RIA). THE FINDINGS STATED THAT TRADES ON BEHALF OF THE CLIENTS WERE PLACED THROUGH THE FIRM'S TRADE PROCESSING PLATFORM, WHICH INCURRED TRANSACTION AND HANDLING FEES THAT WERE ASSESSED BY THE FIRM'S CLEARING FIRM. SOME OR ALL OF THESE FEES ARE PASSED ON BY THE FIRM TO CLIENTS IN THE FORM OF A TICKET CHARGE. IN SOME CASES, THE FIRM PERMITTED ITS REPRESENTATIVES (WHO ARE ALL DUALLY REGISTERED WITH THE RIA) TO DETERMINE THE AMOUNT OF THE TICKET CHARGE (IF ANY) THAT WOULD BE ASSESSED TO THEIR CLIENTS, THESE CHARGES WERE NOT UNIFORM. THE FIRM'S REPRESENTATIVES UTILIZED AT LEAST TWELVE DIFFERENT TICKET CHARGE STRUCTURES IN CONNECTION WITH TRADE PROCESSING, INCLUDING VARYING FLAT FEES, PER-SHARE FEES, AND HYBRID FEES. THESE FEES WERE DISCLOSED IN THE CUSTOMERS' ADVISORY AGREEMENTS WITH THE RIA. THE TOTAL AMOUNT OF OVERCHARGED TICKET CHARGES WAS $42,530, WHICH THE FIRM VOLUNTARILY REPAID TO THE AFFECTED CUSTOMERS WHEN THE CHARGES WERE DISCOVERED. THE FINDINGS ALSO INCLUDED THAT THE FIRM FAILED TO HAVE AN ADEQUATE SUPERVISORY SYSTEM IN PLACE TO ENSURE THAT EACH CUSTOMER WAS CHARGED ONLY THE FEE THAT WAS DISCLOSED IN THAT CUSTOMER'S ADVISORY AGREEMENT. AS A RESULT, THE FIRM OFTEN ASSESSED A TICKET CHARGE THAT WAS DIFFERENT THAN THE DISCLOSED AMOUNT, AND IN MANY CASES, THIS FEE RESULTED IN THE CUSTOMER BEING CHARGED A FEE THAT EXCEEDED THE AGREED AMOUNT. THESE IMPROPER CHARGES ALSO WERE ASSESSED IN CONNECTION WITH THE PROCESSING OF BLOCK TRADES, WHICH MAY HAVE RESULTED IN THE ASSESSMENT OF A HIGHER PROCESSING FEE FOR BROKERAGE TRANSACTIONS. Status: Final Sanction Detail: THE FIRM WAS CENSURED AND FINED $45,000. Summary: AS A RESULT OF THE FINDINGS THE FIRM NOW ONLY ASSESS A FLAT AND CONSISTENT FEE ON ALL OF THESE ADVISORY ACCOUNTS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Wells Fargo $485M (39% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 31, 2025.
View current Form ADV (SEC/IAPD) ↗