Maloon, Powers, Pitre, Higgins & Dennehy, Llc
- Regulatory AUM
- $2.3B
- Discretionary
- $2.0B
- Clients
- 1,525
- Avg AUM / client
- $1.5M
- Accounts
- 3,547
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 851 | $400M | 17.7% |
| High net worth individuals | 666 | $1.9B | 82.0% |
| Charitable organizations | 1 | $557K | 0.02% |
| Corporations and other businesses | 7 | $6.0M | 0.27% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Anthony Pitre | Member | CFP | Jan 1998 (29y) | 10% – 25% |
| Michael Francis Maloon | Member | CFP Chartered Financial Consultant | Jan 1998 (29y) | 10% – 25% |
| Thomas James Powers | Member/Chief Compliance Officer | CFP Chartered Financial Consultant | Jan 1998 (29y) | 10% – 25% |
| Michelle Perry Higgins | Member | Mar 1998 (28y) | 10% – 25% | |
| Ryan Douglas Dennehy | Member | Feb 2017 (9y) | 10% – 25% | |
| John Albert Cordano | Registered representative | Chartered Financial Consultant | Mar 1998 (28y) | |
| Raymond Michael Tan | Registered representative | Chartered Financial Consultant | Mar 1998 (28y) | |
| Madeline Maloon Williams | Registered representative | CFP | Sep 2019 (7y) | |
| Kayla Rae Fernandez | Registered representative | CFP | Sep 2020 (6y) | |
| Kyle Donald Dennehy | Registered representative | Jun 2022 (4y) | ||
| Jonathan Lawrence Becker | Registered representative | Dec 2024 (2y) | ||
| Nicholas Parker Venezia | Registered representative | Mar 2025 (1y) | ||
| Sean Michael Maloon | Registered representative | May 2025 (1y) | ||
| Jackson Riley Sendell | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.4M (0% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗