N
N
Wealth Manager · Small ($100M–$1B)
CRD 110279
·
☆ Save with Pro
ADV data as of Dec 24, 2025
- Regulatory AUM
- $269M
- Discretionary
- $269M
- Clients
- 274
- Avg AUM / client
- $983K
- Accounts
- 688
- Employees
- 4
AUM over time
$43.7M
$292M
Nov 8, 2011
Dec 24, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 24, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 117 | $38.1M | 14.1% |
| High net worth individuals | 150 | $228M | 84.8% |
| Pension and profit sharing plans | 5 | $2.4M | 0.9% |
| Corporations and other businesses | 2 | $512K | 0.19% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $187M (70% of AUM) Dec 2025
- Fidelity Brokerage Services $83.0M (31% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 24, 2025.