Account Management, Llc
- Regulatory AUM
- $106M
- Discretionary
- $106M
- Clients
- 17
- Avg AUM / client
- $6.2M
- Accounts
- 25
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Feb 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $1.6M | 1.53% |
| High net worth individuals | 17 | $78.8M | 74.1% |
| Charitable organizations | Fewer than 5 clients | $19.8M | 18.6% |
| Corporations and other businesses | Fewer than 5 clients | $6.0M | 5.68% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Abbe, Elisabeth | Member | Apr 2001 (25y) | ≈ 12.5% – 37.5% via Account Management Holdings, Llc | |
| Christopher Andrew De Roetth | Member And Chief Compliance Officer | Apr 2001 (25y) | 50% – 75% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Account Management Holdings, Llc | Member | Apr 2001 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Abbe, Elisabeth: 25% – 50% of Account Management Holdings, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: VIOLATIONS OF SECTIONS 9 V.S.A. § 5501(3). THE FIRM OBTAINED CONSENT FROM AN ELDERLY CLIENT TO CHANGE TRUST AGREEMENT WHEN THEY KNEW, OR SHOULD HAVE KNOWN, CLIENT SUFFERED FROM SENILE DEMENTIA. Status: Final Sanction Detail: ACCOUNT MANAGEMENT: $80,000.00 FINE (PAID); CHRISTOPHER DE ROETTH: $10,000.00 FINE (PAID) Summary: RESPONDENTS HAVE AGREED TO ENTER INTO THIS STIPULATION AND CONSENT ORDER WITH THE DEPARTMENT IN LIEU OF PROCEEDING WITH A HEARING.
Allegations: VIOLATIONS OF SECTIONS 206(2) OF THE INVESTMENT ADVISERS ACT OF 1940. THE FIRM OBTAINED CONSENT FROM AN ELDERLY CLIENT TO CHANGE TRUST AGREEMENT WHEN THEY KNEW, OR SHOULD HAVE KNOWN, CLIENT SUFFERED FROM SENILE DEMENTIA. Status: Final Sanction Detail: TOTAL FINE: $175,000.00 PORTION LEVIED AGAINST ADVISORY AFFILIATE: $50,000.00 PAID: 07/24/2019 NO PORTION WAIVED Summary: COMMISSION ACCEPTED AN OFFER OF SETTLEMENT. RELEVANT DATES LISTED ABOVE. RELEVANT TERMS AND CONDITIONS ARE LISTED ABOVE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- UBS $99.7M (94% of AUM) Feb 2026
- Fidelity Brokerage Services $22.4M (23% of AUM) Aug 2024
- Northern Trust $21.3M (19% of AUM) Aug 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.
View current Form ADV (SEC/IAPD) ↗