Madden Funds Management Ltd.
- Regulatory AUM
- $218M
- Discretionary
- $218M
- Clients
- 167
- Avg AUM / client
- $1.3M
- Accounts
- 472
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Feb 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 110 | $84.9M | 39.0% |
| High net worth individuals | 57 | $133M | 61.0% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Joseph Madden | Chief Compliance Officer | May 1999 (27y) | 50% – 75% | |
| Daniel Joseph Madden | Vice President | Nov 2007 (19y) | 50% – 75% | |
| Joseph Madden | Registered representative | Dec 1997 (29y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/25/2026 | 993 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: MADDEN FUNDS MANAGEMENT FAILED TO FILE WITH THE SEC ITS FORM CRS BY JUNE 30, 2020, AND WAS FURTHER REQUIRED TO DELIVER ITS FORM CRS TO EXISTING RETAIL INVESTOR CLIENTS BY JULY 30, 2020. THE FIRM FAILED TO FILE AND DELIVER FORM CRS BY THESE DEADLINES, NOT BECOMING COMPLIANT UNTIL JUNE 2021. AS A RESULT, MADDEN FUNDS MANAGEMENT VIOLATED ADVISERS ACT SECTION 204 AND RULES 204-1 AND 204-5 THEREUNDER. Status: Final Sanction Detail: MADDEN FUNDS MANAGEMENT PAID THE CIVIL MONETARY PENALTY NOTED ABOVE BY WIRE ON [DATE?]. NO PORTION OF THE PENALTY WAS WAIVED. REGISTRANT WAS ALSO CENSURED AND ORDERED TO CEASE AND DESIST FROM FUTURE VIOLATIONS OF SECTION 204 THE ADVISERS ACT AND RULES 204-1 AND 204-5 THEREUNDER. Summary: THE MATTER WAS SETTLED PURSUANT TO AN OFFER OF SETTLEMENT SUBMITTED BY MADDEN FUNDS MANAGEMENT IN ANTICIPATION OF THE CEASE AND DESIST PROCEEDINGS BY THE SEC. THE SEC ISSUED ITS ORDER ON JULY 26, 2021. A CIVIL MONETARY PENALTY IN THE AMOUNT OF $25,000 WAS PAID TO THE SEC BY WIRE ON JULY 29, 2021.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Fidelity Distributors Company Llc $218M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.
View current Form ADV (SEC/IAPD) ↗