Sectoral Asset Management Inc.
- Regulatory AUM
- $331M
- Discretionary
- $331M
- Clients
- 7
- Avg AUM / client
- $47.3M
- Accounts
- 8
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | — | — |
| High net worth individuals | Fewer than 5 clients | — | — |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pooled investment vehicles (non-investment companies) | 7 | $331M | 100.0% |
| Pension and profit sharing plans | Fewer than 5 clients | — | — |
| Charitable organizations | Fewer than 5 clients | — | — |
| State or municipal government entities | Fewer than 5 clients | — | — |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | Fewer than 5 clients | — | — |
| Other | Fewer than 5 clients | $0 | — |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $244M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| New Emerging Medical Opportunities Fund V Scsp | Private Equity Fund | Luxembourg | $146M | 64 |
| New Emerging Medical Opportunities Fund Iv Scsp | Private Equity Fund | Luxembourg | $84.4M | 52 |
| New Emerging Medical Opportunities Fund Iii, L.P. | Private Equity Fund | Cayman Islands | $13.6M | 43 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Pfund, Jerome, Georges | Co Founder And Ceo | Dec 2015 (11y) | ≈ 56.25% – 100% via Sectoral Asset Management Holding Ltd. | |
| Marcotte, Marc Andre | Partner & Head Of Venture Capital | Aug 2022 (4y) | Less than 5% | |
| Lalakin, Marina | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sectoral Asset Management Holding Ltd. | Shareholder | Dec 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Pfund, Jerome, Georges: 75% – 100% of Sectoral Asset Management Holding Ltd. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $244M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| New Emerging Medical Opportunities Fund V Scsp | Private Equity Fund | $146M | $1.0M | 64 |
| New Emerging Medical Opportunities Fund Iv Scsp | Private Equity Fund | $84.4M | $1.0M | 52 |
| New Emerging Medical Opportunities Fund Iii, L.P. | Private Equity Fund | $13.6M | $5.0M | 43 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 1.92 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Citibank $642M (37% of AUM) Mar 2021
- State Street $322M (37% of AUM) Nov 2023
- Brown Brothers Harriman & Co. $108M (12% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.
View current Form ADV (SEC/IAPD) ↗