AUMdb

Lederer & Associates Investment Counsel

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 110376 · SEC file 801-26228 · Long Beach, CA · WWW.LEDERER-ASSOCIATES.COM
☆ Save with Pro ADV data as of Dec 08, 2025
Regulatory AUM
$244M
Discretionary
$244M
Clients
137
Avg AUM / client
$1.8M
Accounts
137
Employees
3

AUM over time

$102M $244M
Dec 16, 2011 Dec 8, 2025

Reported AUM from Form ADV filings, plotted by filing date · as of Dec 08, 2025

Investments (13F portfolio — 84 positions, $151,917)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Apple Inc COM $13,233 45,733 8.71% 0.01%
2 Nvidia Corp COM $9,276 46,357 6.11% 0.0%
3 Microsoft Corp COM $8,490 22,759 5.59% 0.0%
4 Alphabet Inc A COM $7,328 20,505 4.82% 0.0%
5 Amazon.Com Inc COM $5,100 21,397 3.36% 0.0%
6 Broadcom Inc Com COM $4,255 11,264 2.8% 0.0%
7 Meta Platforms COM $3,535 6,276 2.33% 0.0%
8 Visa Inc Class A COM $3,269 9,527 2.15% 0.0%
9 Cisco Systems Inc COM $3,033 25,825 2.0% 0.0%
10 Jp Morgan Chase & Co COM $2,913 8,899 1.92% 0.0%
11 Berkshire Hathaway Inc B COM $2,885 5,765 1.9% 0.0%
12 Johnson & Johnson COM $2,835 11,162 1.87% 0.0%
13 Abb Vie Inc COM $2,664 10,585 1.75% 0.0%
14 Automatic Data Processing Inc COM $2,576 11,501 1.7% 0.0%
15 Corning Inc COM $2,569 10,058 1.69% 0.0%
16 Black Rock Inc COM $2,524 2,625 1.66% 0.0%
17 Chubb Ltd COM $2,510 7,367 1.65% 0.0%
18 Spdr Gold Shares COM $2,403 6,523 1.58% 0.0%
19 Next Era Energy Inc COM $2,362 26,907 1.55% 0.0%
20 Linde Plc COM $2,224 4,285 1.46% 0.0%
21 Schwab Us Large Cap Value Etf COM $2,097 60,241 1.38% 0.0%
22 Exxon Mobil Corp COM $2,034 14,880 1.34% 0.0%
23 Waste Management Inc COM $2,025 9,084 1.33% 0.0%
24 Costco Wholesale Corp COM $1,970 2,106 1.3% 0.0%
25 Amgen Inc COM $1,916 5,291 1.26% 0.0%

Top 25 of 84 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 45 $15.3M 6.27%
High net worth individuals 88 $191M 78.0%
Charitable organizations 4 $38.4M 15.7%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Richard Allen Lederer Cio, Ceo, Chm Jan 1986 (41y) 75% or more
Darin Wynn Bemis Chief Compliance Officer CFA Apr 2004 (22y) Less than 5%
Byrne, Brian, Christopher Operations Administrator Apr 2013 (13y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Ral Holdings Holding Company Jan 1986 A 75% or more

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 12/08/2025 910 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 08, 2025.

View current Form ADV (SEC/IAPD) ↗