Norton Capital Management, Inc.
- Regulatory AUM
- $137M
- Discretionary
- $124M
- Clients
- 123
- Avg AUM / client
- $1.1M
- Accounts
- 264
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 19, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 82 | $29.0M | 21.2% |
| High net worth individuals | 36 | $98.6M | 72.2% |
| Charitable organizations | 5 | $9.0M | 6.6% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Norton, Raymond, John | Chief Compliance Officer | May 1993 (33y) | Less than 5% | |
| Robert Scott Redmond | President | CFA | Oct 2024 (2y) | Less than 5% |
| Jessica Amilu Buckley | Registered representative | Jun 2006 (20y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Redmond Asset Management, Llc | Shareholder | Oct 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/19/2025 | 996 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • FLAT FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $137M (100% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 19, 2025.
View current Form ADV (SEC/IAPD) ↗