AUMdb

The Northstar Group, Inc.

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 110409 · SEC file 801-41169 · New York, NY · WWW.THENORTHSTARGROUPINC.COM
☆ Save with Pro ADV data as of Mar 24, 2026
Regulatory AUM
$1.0B
Discretionary
$1.0B
Clients
258
Avg AUM / client
$3.9M
Accounts
677
Employees
6

AUM over time

$221M $1.0B
Mar 22, 2012 Mar 24, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026

Investments (13F portfolio — 166 positions, $707,411,704)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Berkshire Hathaway Inc Del CL B NEW $113,153,336 236,130 16.0% 11.2%
2 Vanguard Index Fds TOTAL STK MKT $77,046,429 240,162 10.9% 7.64%
3 Spdr Series Trust STATE STREET SPD $48,113,697 525,029 6.8% 4.77%
4 Apple Inc COM $38,084,666 150,063 5.38% 3.78%
5 Alphabet Inc CAP STK CL C $30,458,803 106,179 4.31% 3.02%
6 Costco Wholesale Corporation COM $21,737,462 21,816 3.07% 2.16%
7 Alphabet Inc CAP STK CL A $20,969,638 72,923 2.96% 2.08%
8 Vanguard Index Fds S&P 500 ETF SHS $20,435,706 34,199 2.89% 2.03%
9 Amazon Com Inc COM $18,133,861 87,069 2.56% 1.8%
10 Meta Platforms Inc CL A $14,045,229 24,549 1.99% 1.39%
11 Ishares Tr IBONDS DEC2026 $13,000,715 536,333 1.84% 1.29%
12 Arch Cap Group Ltd ORD $12,591,900 131,179 1.78% 1.25%
13 Ishares Tr IBONDS 27 ETF $11,710,381 483,102 1.66% 1.16%
14 Vanguard Index Fds VALUE ETF $11,196,243 57,065 1.58% 1.11%
15 Vanguard Star Fds VG TL INTL STK F $10,940,608 141,883 1.55% 1.08%
16 Johnson & Johnson COM $10,142,359 41,493 1.43% 1.01%
17 Vanguard Specialized Funds DIV APP ETF $9,588,019 44,583 1.36% 0.95%
18 Ishares Tr IBDS DEC28 ETF $8,969,004 354,086 1.27% 0.89%
19 Ishares Tr RUS 1000 GRW ETF $7,693,282 18,042 1.09% 0.76%
20 Vanguard Index Fds GROWTH ETF $7,467,382 17,096 1.06% 0.74%
21 Ishares Tr IBONDS 27 TRM TS $7,255,634 323,479 1.03% 0.72%
22 Ishares Tr IBONDS 28 TRM TS $7,204,050 323,298 1.02% 0.71%
23 Walmart Inc COM $6,777,672 54,536 0.96% 0.67%
24 American Express Co COM $6,529,851 21,587 0.92% 0.65%
25 Ecolab Inc COM $6,153,361 23,131 0.87% 0.61%

Top 25 of 166 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 53 $20.2M 2.01%
High net worth individuals 199 $969M 96.1%
Pension and profit sharing plans 4 $10.0M 0.99%
Charitable organizations 1 $7.5M 0.75%
Corporations and other businesses 1 $1.7M 0.16%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Henry C. Asher President Apr 1986 (40y) 75% or more
Linda Leigh Ray Vice President Oct 1995 (31y) Less than 5%
Joshua Rene Garcia Chief Compliance Officer Feb 2021 (5y) Less than 5%
Jeffrey Francis Dziegielewski Registered representative CFA Feb 2021 (5y)
Dana Eve Jacoby Registered representative Jun 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/24/2026 907 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.

View current Form ADV (SEC/IAPD) ↗