Charles Fish Investments, Inc.
- Regulatory AUM
- $331M
- Discretionary
- $331M
- Clients
- 42
- Avg AUM / client
- $7.9M
- Accounts
- 46
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 42 | $321M | 96.8% |
| High net worth individuals | Fewer than 5 clients | $5.7M | 1.72% |
| Corporations and other businesses | Fewer than 5 clients | $4.9M | 1.48% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Willard Fish | President, Ceo, & Chief Investment Officer | Oct 1996 (30y) | Less than 5% | |
| Chakraborty, Sharmistha | Chief Compliance Officer (01/2014), Chief Operations Officer & Vice President | Dec 2012 (14y) | Less than 5% | |
| John Astor Gomez | Principal | Jan 2019 (8y) | ≈ 9.38% – 37.5% via Timberline Road, Llc | |
| Boothe, James, Ralph | Sole Member | Jul 2019 (7y) | ≈ 9.38% – 37.5% via Bluestone Enterprises | |
| Betsy Campbell Shelton | Registered representative | Jan 2010 (17y) | ||
| Anh Hoai Tran | Registered representative | Feb 2015 (11y) | ||
| Tuan A Ly | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bluestone Enterprises, Llc | Shareholder | Jul 2020 | A | 50% – 75% |
| Brentview Investment Management, Llc | Shareholder | Jul 2020 | A | 50% – 75% |
| Bluestone Enterprises | Manager | Jun 2019 | B | ≈ 12.5% – 37.5% via Brentview Investment Management, Llc |
| Timberline Road, Llc | Manager | Jan 2019 | B | ≈ 12.5% – 37.5% via Brentview Investment Management, Llc |
Estimated effective ownership (look-through of filed bands):
- John Astor Gomez: 75% – 100% of Timberline Road, Llc × 25% – 50% of Brentview Investment Management, Llc × 50% – 75% direct ≈ 9.38% – 37.5% of the firm
- Boothe, James, Ralph: 75% – 100% of Bluestone Enterprises × 25% – 50% of Brentview Investment Management, Llc × 50% – 75% direct ≈ 9.38% – 37.5% of the firm
- Bluestone Enterprises: 25% – 50% of Brentview Investment Management, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Timberline Road, Llc: 25% – 50% of Brentview Investment Management, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/03/2026 | 990 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- U.S. Bank $219M (66% of AUM) Jul 2026
- Mufg Union Bank, National Association $158M (28% of AUM) Mar 2018
- Charles Schwab & Co. $82.7M (25% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 03, 2026.
View current Form ADV (SEC/IAPD) ↗