Branson Frank A Inc
- Regulatory AUM
- $223M
- Discretionary
- $96.5M
- Clients
- 12
- Avg AUM / client
- $18.6M
- Accounts
- 12
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 11 | $125M | 56.1% |
| Charitable organizations | 1 | $98.0M | 43.9% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Branson, Coralee, Nims | Secretary | Mar 1980 (46y) | 50% – 75% | |
| Frank Alvin Branson | President, Chief Compliance Officer | Mar 1980 (46y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- First Republic Bank $30.8M (12% of AUM) Jun 2020
- U.S. Trust Company $30.7M (14% of AUM) Mar 2019
- Merrill Lynch $7.6M (3% of AUM) Mar 2021
- U.S. Bank Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗