Point Windward Advisors, Inc.
- Regulatory AUM
- $359M
- Discretionary
- $348M
- Clients
- 278
- Avg AUM / client
- $1.3M
- Accounts
- 559
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 230 | $146M | 40.8% |
| High net worth individuals | 48 | $212M | 59.2% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cantor, Paul, Seth | President, Stockholder | Dec 1987 (39y) | 25% – 50% | |
| William Robert Wurm | Chief Investment Officer, Corp Sec, Stockholder | CFA | Oct 2003 (23y) | 25% – 50% |
| Marton, Veronica, C | Administrator, Stockholder | Jan 2007 (20y) | 5% – 10% | |
| Michael Allan Stern | Registered representative | Feb 2014 (12y) | ||
| Evan David Slater | Registered representative | Dec 2017 (9y) | ||
| Richard Owen Jr. | Registered representative | Jan 2025 (2y) | ||
| Anthony Justin Vivona | Registered representative | Feb 2026 (0y) | ||
| Bradley Raymond Small | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Market timing services
- • Other services
Custody
Reported custodians
- Pershing $359M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗