Becker Capital Management Inc
- Regulatory AUM
- $5.7B
- Discretionary
- $5.7B
- Clients
- 841
- Avg AUM / client
- $6.8M
- Accounts
- 2,085
- Employees
- 42
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 226 | $188M | 3.28% |
| High net worth individuals | 519 | $3.6B | 62.4% |
| Investment companies | 1 | $98.0M | 1.71% |
| Pooled investment vehicles (non-investment companies) | 1 | $20.3M | 0.35% |
| Pension and profit sharing plans | 9 | $152M | 2.65% |
| Charitable organizations | 75 | $1.5B | 26.1% |
| Corporations and other businesses | 10 | $199M | 3.47% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $9.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Becker Private Equity Fund I Llc feeder | Private Equity Fund | Delaware | $9.8M | 37 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Vocational Development Foundation EIN 931300043 | Portland, OR | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bac Local No. 1 Washington Pension Trust Bac Local No. 1 Washington Pension Trust | 2024 | |
| Tonkon Torp Llp Profit Sharing And 401(k) Plan Tonkon Torp Llp Profit Sharing And 401(k) Plan | 2024 | |
| Davis Wright Tremaine Llp 401(k) Profit Sharing Plan Davis Wright Tremaine Llp | 2024 |
People (24)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Becker, John, Merrill | Secretary/Director | Dec 1993 (33y) | 10% – 25% | |
| Janeen Solie Mcaninch | Director | Jul 1996 (30y) | 5% – 10% | |
| Patrick Earl Becker | Ceo/President/Director | Apr 1997 (29y) | 25% – 50% | |
| Blake Richard Howells | Cfo/Treasurer/Director | CFA | Jun 2000 (26y) | 10% – 25% |
| Sharon Louise Gueck | Director | CFP | Dec 2011 (15y) | Less than 5% |
| Moyer, Stephanie, Loree | Coo/Cco/Director | Jan 2012 (15y) | Less than 5% | |
| Thomas James Mc Conville | Cio | Feb 2014 (12y) | Less than 5% | |
| Stephen David Laveson | Registered representative | May 1995 (31y) | ||
| Andrew John Murray | Registered representative | CFA | Mar 2013 (13y) | |
| Siddharth Suresh Parakh | Registered representative | Nov 2015 (11y) | ||
| Ryan Edward Mcaninch | Registered representative | Mar 2016 (10y) | ||
| Deidra Michelle Krys Rusoff | Registered representative | Sep 2018 (8y) | ||
| Heidi Marie Goertzen | Registered representative | CFP | Mar 2019 (7y) | |
| Meaghan Elizabeth Bradley Bussell | Registered representative | CFA | Apr 2019 (7y) | |
| Breanna Renae Pangares | Registered representative | CFP | May 2019 (7y) | |
| Tyler Oakley Kaluza | Registered representative | CFP | May 2019 (7y) | |
| Gretchen Mary Johnson | Registered representative | Chartered Financial Consultant | Jul 2022 (4y) | |
| Tyler B Jaglowski | Registered representative | Mar 2024 (2y) | ||
| Emily Grace Genor | Registered representative | CFP | May 2024 (2y) | |
| Brandon Scott Ferree | Registered representative | CFA | May 2024 (2y) | |
| Mack Richard Golos | Registered representative | CFP | Mar 2025 (1y) | |
| Jacob Anthony Williams | Registered representative | CFP | Jan 2026 (1y) | |
| Melissa Anne Ray May | Registered representative | Feb 2026 (0y) | ||
| Kevin Matthew Cooper | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $9.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Becker Private Equity Fund I Llc | Private Equity Fund | $9.8M | $250K | 37 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bac Local No. 1 Washington Pension Trust | Bac Local No. 1 Washington Pension Trust | 737 | $163M | 01/01/2024 |
| Tonkon Torp Llp Profit Sharing And 401(k) Plan | Tonkon Torp Llp Profit Sharing And 401(k) Plan | 178 | $143M | 01/01/2024 |
| Davis Wright Tremaine Llp 401(k) Profit Sharing Plan | Davis Wright Tremaine Llp | 1,468 | $748M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Vocational Development Foundation | Public charity | $328M | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $4.0B (71% of AUM) Mar 2026
- U.S. Bank $990M (17% of AUM) Mar 2026
- Royal Bank Of Canada $396M (10% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗