Brookfield Public Securities Group Llc
- Regulatory AUM
- $66.5B
- Discretionary
- $66.4B
- Clients
- 428
- Avg AUM / client
- $155M
- Accounts
- 92
- Employees
- 90
AUM over time
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Asset allocation (SMA assets by investment type)
as of Jun 30, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 1 positions, $31,482)
13F period Sep 30, 2019| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Caesars Entmt Corp | COM | $31,482 | 2,700,001 | 100.0% | 0.0% |
Top 25 of 1 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 344 | $180M | 0.27% |
| High net worth individuals | 7 | $431M | 0.65% |
| Investment companies | 8 | $3.1B | 4.68% |
| Pooled investment vehicles (non-investment companies) | 23 | $14.3B | 21.5% |
| Pension and profit sharing plans | 5 | $601M | 0.9% |
| Charitable organizations | Fewer than 5 clients | $40.9M | 0.06% |
| State or municipal government entities | Fewer than 5 clients | $659M | 0.99% |
| Insurance companies | 28 | $45.5B | 68.5% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $605M | 0.91% |
| Corporations and other businesses | 8 | $842M | 1.27% |
| Other | 5 | $178M | 0.27% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $491M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Brookfield Real Assets Hybrid Master Fund L.P. master | Other Private Fund | Cayman Islands | $229M | 815 |
| Brookfield Global Listed Infrastructure Concentrated Sma Lp | Other Private Fund | Delaware | $225M | 2 |
| Brookfield Real Assets Hybrid Qiaif Fund | Other Private Fund | Ireland | $36.4M | 3 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| National Elevator Industry Pension Plan National Elevator Industry Pension Plan Plan Board Of Trustees | 2024 | |
| New York Hotel Trades Council And Hotel Association Of New York City, Inc. Pension Fund Board Of Trustees | 2024 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hurley, Brian, Fitzgerald | General Counsel | Oct 2017 (9y) | Less than 5% | |
| Hourihan, Brian, Thomas | Chief Compliance Officer And Regulatory Counsel | Dec 2017 (9y) | Less than 5% | |
| Levi, David, William | Chief Executive Officer | Jul 2019 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Brookfield Public Securities Group Holdings Llc | Sole Member Of Brookfield Public Securities Group Llc | Jan 2019 | A | 75% or more |
| Brookfield Us Inc | Owner | Nov 2010 | B | ≈ 56.25% – 100% via Brookfield Public Securities Group Holdings Llc |
| Brookfield Us Holdings Inc | Owner | Dec 2005 | B | ≈ 42.19% – 100% via Brookfield Us Inc |
| Brookfield Asset Management Ulc | Owner | Dec 2022 | B | ≈ 31.64% – 100% via Brookfield Us Holdings Inc |
| Brookfield Corporation | Owner | Dec 2022 | B | ≈ 23.73% – 100% via Brookfield Asset Management Ulc |
| Brookfield Asset Management Ltd. | Owner | Dec 2022 | B | ≈ 7.91% – 50% via Brookfield Asset Management Ulc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Brookfield Us Inc: 75% – 100% of Brookfield Public Securities Group Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Brookfield Us Holdings Inc: 75% – 100% of Brookfield Us Inc × 75% – 100% of Brookfield Public Securities Group Holdings Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Brookfield Asset Management Ulc: 75% – 100% of Brookfield Us Holdings Inc × 75% – 100% of Brookfield Us Inc × 75% – 100% of Brookfield Public Securities Group Holdings Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Brookfield Corporation: 75% – 100% of Brookfield Asset Management Ulc × 75% – 100% of Brookfield Us Holdings Inc × 75% – 100% of Brookfield Us Inc × 75% – 100% of Brookfield Public Securities Group Holdings Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Brookfield Asset Management Ltd.: 25% – 50% of Brookfield Asset Management Ulc × 75% – 100% of Brookfield Us Holdings Inc × 75% – 100% of Brookfield Us Inc × 75% – 100% of Brookfield Public Securities Group Holdings Llc × 75% – 100% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $491M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Brookfield Real Assets Hybrid Master Fund L.P. | Other Private Fund | $229M | $100K | 815 |
| Brookfield Global Listed Infrastructure Concentrated Sma Lp | Other Private Fund | $225M | $0 | 2 |
| Brookfield Real Assets Hybrid Qiaif Fund | Other Private Fund | $36.4M | $100K | 3 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| National Elevator Industry Pension Plan | National Elevator Industry Pension Plan Plan Board Of Trustees | 28,678 | $12.2B | 07/01/2024 |
| New York Hotel Trades Council And Hotel Association Of New York City, Inc. Pension Fund | Board Of Trustees | 27,574 | $2.6B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 2.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- J.P. Morgan $28.1B (42% of AUM) Jun 2026
- BNY Mellon $15.8B (24% of AUM) Jun 2026
- Northern Trust $1.5B (7% of AUM) Jun 2024
- Cibc Mellon Trust Company $1.5B (7% of AUM) Jun 2024
- State Street $1.2B (5% of AUM) Jun 2024
- Royal Bank Of Canada $771M (4% of AUM) Jun 2024
- Bnp Paribas Securities Corp. $284M (1% of AUM) Jun 2024
- Hsbc $100M (0% of AUM) Jun 2024
- U.S. Bank $72.6M (0% of AUM) Jun 2024
- Morgan Stanley $54.3M (0% of AUM) Jun 2024
- Wells Fargo $49.2M (0% of AUM) Jun 2024
- Cfsb $48.9M (0% of AUM) Jun 2024
- UBS $33.0M (0% of AUM) Jun 2024
- Sumitomo $22.4M (0% of AUM) Feb 2024
- Fidelity $15.5M (0% of AUM) Jun 2024
- Nomura Luxembourg $4.4M (0% of AUM) Jun 2024
- Raymond James $1.4M (0% of AUM) Jun 2024
- Pershing $569K (0% of AUM) Jun 2024
- Charles Schwab & Co. $131K (0% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗