Leelyn Smith, Llc
- Regulatory AUM
- $852M
- Discretionary
- $852M
- Clients
- 799
- Avg AUM / client
- $1.1M
- Accounts
- 1,659
- Employees
- 38
AUM over time
Annual snapshots from Form ADV filings · as of Apr 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 583 | $259M | 30.4% |
| High net worth individuals | 216 | $589M | 69.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.2M | 0.38% |
| Charitable organizations | Fewer than 5 clients | $1.7M | 0.2% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Ribelin Grider | President | CFA | Sep 2011 (15y) | 75% or more |
| John Brian Dorn | Cheif Investment Officer | Jul 2017 (9y) | Less than 5% | |
| Kevin John Prendergast | Director Of Wealth | CFP CFA | May 2019 (7y) | 5% – 10% |
| Mcmanama, Christopher, Paul | Chief Compliance Officer And Chief Operating Officer | Jan 2024 (3y) | Less than 5% | |
| Charles Raymond Hartman | Registered representative | Jun 1999 (27y) | ||
| Makinzie Renea Stack | Registered representative | May 2018 (8y) | ||
| Wendi K Svitak | Registered representative | CFP | Apr 2021 (5y) | |
| Laura Lynn Chamness | Registered representative | Apr 2021 (5y) | ||
| Christopher F Dieckow | Registered representative | CFA | May 2021 (5y) | |
| Perry James Argiropoulos | Registered representative | May 2021 (5y) | ||
| Ryan Michael Kahlenberg | Registered representative | Sep 2022 (4y) | ||
| Sean Robert Poquette | Registered representative | Feb 2025 (1y) | ||
| Kelly Jean Kovasic | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/12/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • FLAT OT SUBSCRIPTION FEE ON MONTHLY BASIS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $700M (82% of AUM) Apr 2026
- Charles Schwab & Co. $152M (18% of AUM) Apr 2026
- Assetmark Trust Company $24.7M (12% of AUM) Dec 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 12, 2026.
View current Form ADV (SEC/IAPD) ↗