Harbert Fund Advisors, Llc
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 110577
· SEC file 801-55926
· Birmingham, AL
· www.linkedin.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $7.8B
- Discretionary
- $7.8B
- Clients
- 44
- Avg AUM / client
- $178M
- Accounts
- 44
- Employees
- 147
AUM over time
$2.1B
$8.1B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 44 | $7.8B | 100.0% |
Private funds (39)
View all →Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $5.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Gulf Pacific Power, Llc | Private Equity Fund | Delaware | $1.9B | 14 |
| Harbert European Real Estate Fund V, L.P. master | Real Estate Fund | United Kingdom | $634M | 107 |
| Harbert United States Real Estate Fund Vii, L.P. master | Real Estate Fund | Delaware | $424M | 175 |
| Harbert Infrastructure Vi, Lp | Private Equity Fund | Delaware | $276M | 28 |
| Harbert Credit Solutions Fund Iv, L.P. master | Private Equity Fund | Delaware | $222M | 229 |
| Harbert Seniors Housing Fund Ii, Lp | Real Estate Fund | Delaware | $218M | 306 |
| Harbert United States Real Estate Fund Vi, Lp master | Real Estate Fund | Delaware | $196M | 152 |
| Harbert Generate Co Investment Fund, L.P. master | Private Equity Fund | Delaware | $185M | 6 |
| Harbert Parkside Co Investor, Lp | Real Estate Fund | Delaware | $118M | 28 |
| Harbert Growth Partners Iv, Lp | Venture Capital Fund | Delaware | $117M | 53 |
| Harbert Power Fund V, Llc master | Private Equity Fund | Delaware | $104M | 61 |
| Harbert Seniors Housing Fund I, Lp | Real Estate Fund | Delaware | $101M | 200 |
| Harbert Growth Partners V, Lp | Venture Capital Fund | Delaware | $64.5M | 74 |
| Husref Vii Rtc Co Investor, Lp | Real Estate Fund | Delaware | $62.7M | 6 |
| Harbert Credit Solutions Fund V, Lp master | Private Equity Fund | Delaware | $54.6M | 59 |
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harbert, Raymond, Jones | Chairman, Ceo & Director | Nov 1993 (33y) | ≈ 28.13% – 75% via Harbert Management Corporation | |
| Bauder, Michael, Conrad | Vice President & Chief Compliance Officer | Jul 2006 (20y) | Less than 5% | |
| Mccullough, John, Watkins | Executive Vice President, General Counsel & Secretary | Mar 2009 (17y) | Less than 5% | |
| Bryant, Mary, Kathryn | Shareholder | Jun 2018 (8y) | ≈ 28.13% – 75% via Harbert Management Corporation | |
| Harbert, John, Murdoch | Shareholder | Jun 2018 (8y) | ≈ 28.13% – 75% via Harbert Management Corporation | |
| Bryant, John, Frederick | Shareholder | Dec 2018 (8y) | ≈ 28.13% – 75% via Harbert Management Corporation | |
| Pritchett, Jason, Travis | President & Chief Operating Officer | Jan 2021 (6y) | 5% – 10% | |
| Purcell, Lee, Walton | Global Head Of Capital Markets | Mar 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Harbinger Corporation | Shareholder | Nov 1993 | A | 75% or more |
| Harbert Management Corporation | Shareholder | Nov 1993 | B | ≈ 56.25% – 100% via Harbinger Corporation |
Estimated effective ownership (look-through of filed bands):
- Harbert, Raymond, Jones: 50% – 75% of Harbert Management Corporation × 75% – 100% of Harbinger Corporation × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Bryant, Mary, Kathryn: 50% – 75% of Harbert Management Corporation × 75% – 100% of Harbinger Corporation × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Harbert, John, Murdoch: 50% – 75% of Harbert Management Corporation × 75% – 100% of Harbinger Corporation × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Bryant, John, Frederick: 50% – 75% of Harbert Management Corporation × 75% – 100% of Harbinger Corporation × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Harbert Management Corporation: 75% – 100% of Harbinger Corporation × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (39, $5.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Gulf Pacific Power, Llc | Private Equity Fund | $1.9B | $1.0M | 14 |
| Harbert European Real Estate Fund V, L.P. | Real Estate Fund | $634M | $10.0M | 107 |
| Harbert United States Real Estate Fund Vii, L.P. | Real Estate Fund | $424M | $500K | 175 |
| Harbert Infrastructure Vi, Lp | Private Equity Fund | $276M | $5.0M | 28 |
| Harbert Credit Solutions Fund Iv, L.P. | Private Equity Fund | $222M | $1.0M | 229 |
| Harbert Seniors Housing Fund Ii, Lp | Real Estate Fund | $218M | $2.0M | 306 |
| Harbert United States Real Estate Fund Vi, Lp | Real Estate Fund | $196M | $500K | 152 |
| Harbert Generate Co Investment Fund, L.P. | Private Equity Fund | $185M | $100K | 6 |
| Harbert Parkside Co Investor, Lp | Real Estate Fund | $118M | $100K | 28 |
| Harbert Growth Partners Iv, Lp | Venture Capital Fund | $117M | $500K | 53 |
| Harbert Power Fund V, Llc | Private Equity Fund | $104M | $5.0M | 61 |
| Harbert Seniors Housing Fund I, Lp | Real Estate Fund | $101M | $2.0M | 200 |
| Harbert Growth Partners V, Lp | Venture Capital Fund | $64.5M | $1.0M | 74 |
| Husref Vii Rtc Co Investor, Lp | Real Estate Fund | $62.7M | $500K | 6 |
| Harbert Credit Solutions Fund V, Lp | Private Equity Fund | $54.6M | $1.0M | 59 |
| Harbert Mezzanine Partners Iii , Lp | Private Equity Fund | $53.6M | $500K | 76 |
| Harbert United States Real Estate Fund Viii, Lp | Real Estate Fund | $53.3M | $500K | 129 |
| Harbert Pioneer Fund, Lp | Hedge Fund | $50.9M | $1.0M | 17 |
| Husref Vii Parallel Fund | Real Estate Fund | $50.5M | $500K | 1 |
| Harbert 6 Beacon Fund Lp | Hedge Fund | $44.0M | $1.0M | 5 |
| Harbert Discovery Fund, Lp | Hedge Fund | $39.9M | $250K | 25 |
| Harbert European Real Estate Fund Vi, L.P. | Real Estate Fund | $39.5M | $10.0M | 41 |
| The Donerail Fund, Lp | Hedge Fund | $35.6M | $5.0M | 29 |
| Harbert Stoneview Co Investment I, Lp | Hedge Fund | $34.4M | $0 | 55 |
| Hsh Ii Parallel Fund | Real Estate Fund | $32.5M | $2.0M | 9 |
Top 25 of 39 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 8.8 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- J.P. Morgan $60.0M (1% of AUM) Dec 2025
- Wells Fargo $50.0M (1% of AUM) Dec 2025
- Goldman Sachs $41.0M (1% of AUM) Dec 2025
- Morgan Stanley $31.5M (0% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗