AUMdb

Gragg & Gragg, L.L.P.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 110592 · SEC file 801-119435 · Shelby, NC · WWW.GRAGGFINANCIAL.COM
☆ Save with Pro ADV data as of Feb 13, 2026
Regulatory AUM
$215M
Discretionary
$215M
Clients
327
Avg AUM / client
$659K
Accounts
475
Employees
12

AUM over time

$109M $215M
Mar 2, 2020 Feb 13, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 13, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 255 $49.1M 22.8%
High net worth individuals 55 $109M 50.5%
Pension and profit sharing plans 10 $24.4M 11.3%
Charitable organizations 6 $32.0M 14.8%
Corporations and other businesses 1 $1.2M 0.56%

Nonprofit clients

Charities that reported this firm as a top-paid contractor (investment services) on Form 990.

Charity Location Period
Hospice Cleveland County Foundation EIN 850575028 Shelby, NC 12/31/2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Gary Bryon Gragg General Partner Personal Financial Specialist Jan 2000 (27y) 50% – 75%
Jason Daniel Gragg General Partner, Cco Personal Financial Specialist Jan 2000 (27y) 50% – 75%
Bre Ann Layne Weaver Registered representative Aug 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Foundations & charities (1)

OrganizationTypeAssetsAs of
Hospice Cleveland County Foundation Public charity $27.2M 12/31/2024

From IRS Form 990 investment-management-fee disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/13/2026 966 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Educational seminars/workshops

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 13, 2026.

View current Form ADV (SEC/IAPD) ↗