Brownson, Rehmus & Foxworth, Inc.
- Regulatory AUM
- $4.8B
- Discretionary
- $0
- Clients
- 263
- Avg AUM / client
- $18.2M
- Accounts
- 3,489
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $2.0M | 0.04% |
| High net worth individuals | 263 | $4.5B | 93.8% |
| Charitable organizations | Fewer than 5 clients | $222M | 4.63% |
| Corporations and other businesses | Fewer than 5 clients | $74.4M | 1.55% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Maple Grove Cemetery Association Inc EIN 111734488 | Kew Gardens, NY | 10/31/2024 |
| Childrens Orthopaedic Surgery Foundation Inc EIN 042943146 | Boston, MA | 09/30/2024 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Michael Lafferty | Principal, Director, Chief Compliance Officer | CFP CFA | Sep 2004 (22y) | 25% – 50% |
| Harold Nelson Leavell | Principal, Director, Treasurer, Secretary | CFP | Jun 2006 (20y) | 25% – 50% |
| Susan Mary Shacklette | Principal, Director, President | Mar 2008 (18y) | 25% – 50% | |
| Keith Matthew Cardoza | Chief Investment Officer | CFA | Jan 2009 (18y) | Less than 5% |
| Richard Alan Doppelt | Registered representative | Jan 2000 (27y) | ||
| Kristi Lynn Mills | Registered representative | Jul 2008 (18y) | ||
| Regina K Wood | Registered representative | CFP | Feb 2009 (17y) | |
| Joseph James Farrell | Registered representative | CFP | May 2011 (15y) | |
| Kevin Michael Pendergast | Registered representative | Oct 2015 (11y) | ||
| Carlyle Kelly Madden | Registered representative | CFP | Jan 2016 (11y) | |
| Philip John Ridolphi | Registered representative | CFP | Aug 2016 (10y) | |
| Ian Ross Clark | Registered representative | CFP | May 2022 (4y) | |
| Nathaniel Mitchell Coleman | Registered representative | Jun 2022 (4y) | ||
| Brendan Haynes | Registered representative | May 2024 (2y) | ||
| James Michael Franch | Registered representative | Sep 2024 (2y) | ||
| Mars Alexander English | Registered representative | Sep 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Foundations & charities (2)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Maple Grove Cemetery Association Inc | Public charity | $131M | 10/31/2024 |
| Childrens Orthopaedic Surgery Foundation Inc | Public charity | $149M | 09/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $3.4B (71% of AUM) Mar 2026
- Fidelity Brokerage Services $3.3B (30% of AUM) Oct 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗