Bysko John Allan
- Regulatory AUM
- $204M
- Discretionary
- $204M
- Clients
- 124
- Avg AUM / client
- $1.6M
- Accounts
- 124
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 29, 2024
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 55 | $15.2M | 7.46% |
| High net worth individuals | 67 | $182M | 89.3% |
| Charitable organizations | 2 | $6.6M | 3.25% |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bysko, John, Allan | Owner/Chief Compliance Officer | Jul 1995 (31y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2024 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DID NOT FILE OR DELIVER FORM CRS TO CLIENTS ON A TIMELY BASIS. Status: Final Sanction Detail: PAID FINE OF $25,000.00 PAID ON 8/12/21. Summary: WAS FINED FOR NOT PREPARING FORM CRS IN TIMELY MANNER. SUBSEQUENTLY PREPARED AND PROVIDED TO ALL CURRENT CLIENTS AT THE TIME. SIGNED CONSENT AND PAID FINE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $204M (100% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 29, 2024.
View current Form ADV (SEC/IAPD) ↗