Level Financial Advisors, Inc.
- Regulatory AUM
- $975M
- Discretionary
- $953M
- Clients
- 728
- Avg AUM / client
- $1.3M
- Accounts
- 2,242
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 439 | $182M | 18.7% |
| High net worth individuals | 289 | $793M | 81.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| L. C. Whitford Co., Inc. 401(k) Plan L. C. Whitford Co., Inc. | 2024 | |
| Person Centered Services Care Coordination Organization Llc 401(k) Plan Person Centered Services Care Coordination Organization Llc | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rosanne Marie Braxton | President | CFP | Jul 2008 (18y) | 50% – 75% |
| Heburn, Michael, Clark | Chief Operating Officer | Mar 2015 (12y) | 5% – 10% | |
| Steven Mark Elwell | Chief Investment Officer | CFP | Mar 2015 (12y) | 25% – 50% |
| Elise Fay Murphy | Director Of Client Services | CFP | Jul 2021 (5y) | Less than 5% |
| Wagner, Bethany, May | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Michael Charles Angelucci | Registered representative | CFP | Jul 2020 (6y) | |
| Winfred Gerald Jacob | Registered representative | CFP Chartered Financial Consultant | Aug 2021 (5y) | |
| Alyssa Nicole Bogardus | Registered representative | CFP | Jun 2023 (3y) | |
| Lucas John Moshier | Registered representative | CFP | Jan 2025 (2y) | |
| Evan David Loomis | Registered representative | CFP | Apr 2025 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| L. C. Whitford Co., Inc. 401(k) Plan | L. C. Whitford Co., Inc. | 149 | $12.3M | 01/01/2024 |
| Person Centered Services Care Coordination Organization Llc 401(k) Plan | Person Centered Services Care Coordination Organization Llc | 846 | $20.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 941 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $773M (90% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 03, 2026.
View current Form ADV (SEC/IAPD) ↗