Horizon Investment Services, Llc.
- Regulatory AUM
- $364M
- Discretionary
- $364M
- Clients
- 334
- Avg AUM / client
- $1.1M
- Accounts
- 568
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 251 | $125M | 34.4% |
| High net worth individuals | 67 | $206M | 56.7% |
| Other investment advisers | 10 | $3.8M | 1.03% |
| Corporations and other businesses | 6 | $28.6M | 7.85% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Evans, Robert, Thomas | President | Jun 1995 (31y) | ≈ 56.25% – 100% via Horizon Management Services, Inc | |
| Charles Brian Carlson | Chief Executive Officer | CFA | Nov 1997 (29y) | Less than 5% |
| Hathoot, Thomas, Joseph | Chief Compliance Officer/Cfo | Nov 1997 (29y) | Less than 5% | |
| Richard John Moroney | Chief Investment Officer | CFA | Nov 1997 (29y) | Less than 5% |
| Mackenzie Evans, Cheryl | Secretary | Jan 2001 (26y) | Less than 5% | |
| Margaret Mary Blackman | Registered representative | Mar 2009 (17y) | ||
| David Alan Wright | Registered representative | CFA | Jun 2011 (15y) | |
| Shelby Lynn Cavanaugh | Registered representative | Jan 2018 (9y) | ||
| David Burton Walle | Registered representative | CFA | Mar 2018 (8y) | |
| Robert Allen Sweet | Registered representative | CFA | Apr 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Horizon Management Services, Inc | Member | Nov 1997 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Evans, Robert, Thomas: 75% – 100% of Horizon Management Services, Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 952 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $361M (99% of AUM) May 2026
- LPL Financial $3.1M (1% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.
View current Form ADV (SEC/IAPD) ↗