Pampel & Associates, Inc.
- Regulatory AUM
- $105M
- Discretionary
- $105M
- Clients
- 267
- Avg AUM / client
- $393K
- Accounts
- 767
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 223 | $38.5M | 36.7% |
| High net worth individuals | 32 | $54.3M | 51.8% |
| Pension and profit sharing plans | 8 | $9.0M | 8.58% |
| Charitable organizations | 4 | $3.0M | 2.86% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jun 2012 · $2.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| The Mill Creek Fund Lp | Hedge Fund | Delaware | $2.2M | 40 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Pampel, Connie, Kay | Secretary | Jun 1992 (34y) | Less than 5% | |
| Pampel, Larry, Wayne | President & Ceo; Chief Compliance Officer And Director | Jun 1992 (34y) | 75% or more | |
| Rodenberg, Cheryl, M | Client Services | Jun 1992 (34y) | Less than 5% | |
| Eric Jonathon Pampel | Portfolio Manager | Dec 1998 (28y) | Less than 5% | |
| Austin Woolley | Registered representative | Aug 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $2.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| The Mill Creek Fund Lp | Hedge Fund | $2.2M | $250K | 40 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 986 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $105M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.
View current Form ADV (SEC/IAPD) ↗