Valicenti Advisory Services Inc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 110669
· SEC file 801-19249
· Elmira, NY
· VALICENTI.COM
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ADV data as of Mar 12, 2026
- Regulatory AUM
- $820M
- Discretionary
- $814M
- Clients
- 1,036
- Avg AUM / client
- $792K
- Accounts
- 1,992
- Employees
- 11
AUM over time
$281M
$820M
Dec 16, 2011
Mar 12, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 362 | $287M | 35.0% |
| High net worth individuals | 518 | $410M | 50.0% |
| Charitable organizations | 104 | $82.0M | 10.0% |
| Corporations and other businesses | 52 | $41.0M | 5.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roberts, Ralph, Henry | Vice President | Oct 1996 (30y) | Less than 5% | |
| Jeffrey Scott Naylor | Executive Vice President Cfo Chief Compliance Officer | May 2005 (21y) | 50% – 75% | |
| Joseph Michael Valicenti | President Ceo Coo Chairman Of The Board | Dec 2008 (18y) | 50% – 75% | |
| Louis Felicetta Ruize | Registered representative | Aug 2021 (5y) | ||
| Andrew S Cartwright | Registered representative | Aug 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 993 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗