AUMdb

Neumeier Poma Investment Counsel Llc

SEC-registered Investment Adviser · Mid-sized ($1B–$10B) CRD 110672 · SEC file 801-23649 · Carmel, CA · WWW.NPSMALLVALUE.COM
☆ Save with Pro ADV data as of May 20, 2026
Regulatory AUM
$1.4B
Discretionary
$1.4B
Clients
74
Avg AUM / client
$18.6M
Accounts
109
Employees
11

AUM over time

$260M $1.9B
Dec 2011 Feb 2026

Annual snapshots from Form ADV filings · as of May 20, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 17 $8.6M 0.63%
High net worth individuals 21 $129M 9.42%
Pooled investment vehicles (non-investment companies) 1 $66.3M 4.82%
Pension and profit sharing plans Fewer than 5 clients $161M 11.7%
Charitable organizations 29 $494M 35.9%
State or municipal government entities 6 $483M 35.2%
Corporations and other businesses Fewer than 5 clients $32.4M 2.36%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of May 2024 · $60.2M combined gross assets

FundTypeDomicileGross assetsOwners
Nic Fund Other Private Fund California $60.2M 83

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Carpenters Pension Trust Fund Of St. Louis Trustees Of Carpenters Benefit Plans Of St. Louis St. Louis, MO 2024
Bert Bell/Pete Rozelle Nfl Player Retirement Plan Retirement Board Of Bert Bell/Pete Rozelle Nfl Player Retirement Plan 2024

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Neumeier, Gillian, Barbara Co Trustee Jan 1997 (30y) 50% – 75% of Neumeier Family Trust (indirect)
Neumeier, Peter, Lindsay Manager, Member & President Jan 1997 (30y) 50% – 75% of Neumeier Family Trust (indirect)
Poma, Brian, David Member & Chief Executive Officer Jul 2008 (18y) 50% – 75%
Blackburn, Darcy, Leonard Chief Compliance Officer Apr 2015 (11y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Neumeier Family Trust U/A/D August 26, 1994 Member Jan 1997 A 10% – 25%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $60.2M gross assets)

FundTypeGross assetsMin. investmentOwners
Nic Fund Other Private Fund $60.2M $0 83

From Form ADV Section 7.B private fund reporting.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
Carpenters Pension Trust Fund Of St. Louis Trustees Of Carpenters Benefit Plans Of St. Louis 11,875 $3.4B 05/01/2024
Bert Bell/Pete Rozelle Nfl Player Retirement Plan Retirement Board Of Bert Bell/Pete Rozelle Nfl Player Retirement Plan 2,517 $4.0B 04/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/20/2026 1.18 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 20, 2026.

View current Form ADV (SEC/IAPD) ↗