Capital International, Inc.
- Regulatory AUM
- $51.9B
- Discretionary
- $51.9B
- Clients
- 118
- Avg AUM / client
- $440M
- Accounts
- 118
- Employees
- 263
AUM over time
Annual snapshots from Form ADV filings · as of May 29, 2026
Asset allocation (SMA assets by investment type)
as of May 29, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 8 | $6.6B | 12.7% |
| Pooled investment vehicles (non-investment companies) | 28 | $15.3B | 29.4% |
| Pension and profit sharing plans | 49 | $13.9B | 26.8% |
| Charitable organizations | 1 | $529M | 1.02% |
| State or municipal government entities | 15 | $4.5B | 8.67% |
| Insurance companies | 2 | $1.1B | 2.2% |
| Sovereign wealth funds and foreign official institutions | 4 | $3.6B | 6.9% |
| Corporations and other businesses | 5 | $6.3B | 12.2% |
| Other | 6 | $15.7M | 0.03% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $783M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Capital International Private Equity Fund Vi, L.P. | Private Equity Fund | Cayman Islands | $402M | 100 |
| Capital International Private Equity Fund V, L.P. | Private Equity Fund | Cayman Islands | $346M | 132 |
| Cipef East Town Coinvestment Fund, L.P. | Private Equity Fund | Cayman Islands | $34.6M | 1 |
| Cipef Etw Coinvestment Fund, L.P. | Private Equity Fund | Cayman Islands | $1.4M | 5 |
| Laguna Saturn Fund, L.P. | Private Equity Fund | Cayman Islands | $0 | 1 |
| Cipef Constellation Coinvestment Fund Ii, L.P. | Private Equity Fund | Delaware | $0 | 1 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Teamsters Local 641 Pension Fund Board Of Trustees Teamsters Local 641 Pension Fund | 2024 | |
| Agere Systems Pension Plan Lsi Corporation | 2024 | |
| The Citigroup Pension Plan Citigroup Inc. | 2024 | |
| Xpo Pension Plan Xpo Cnw, Inc. | Portland, OR | 2024 |
| Retirement Plan Of Norfolk Southern Corporation And Participating Subsidiary Companies Norfolk Southern Corporation | 2024 | |
| Wells Fargo & Company Cash Balance Plan Wells Fargo & Company | 2024 | |
| Salt River Project Employees' Retirement Plan Salt River Valley Water Users Association | 2024 | |
| Plain Dealer Publishing Co. Guild Retirement Plan Plain Dealer Publishing Co. Local 1 Of The Newspaper Guild | 2024 | |
| Lockheed Martin Corporation New Retirement Income Plan For Employees In Puerto Rico Lockheed Martin Corporation | 2024 | |
| 401(k) Pension Plan National Rural Electric Cooperative Association | Arlington, VA | 2024 |
| State Farm Insurance Companies Retirement Plan For United States Employees State Farm Mutual Automobile Insurance Company | 2024 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kohn, Victor, David | Director, President | Apr 1997 (29y) | Less than 5% | |
| Condon, Thomas, Joseph | Treasurer | Mar 2019 (7y) | Less than 5% | |
| Pathria, Maria, Thelma Manotok | Director, Vice Chair, Senior Vice President & Senior Counsel | Mar 2019 (7y) | Less than 5% | |
| Watson, Steven, Thomas | Director | Sep 2019 (7y) | Less than 5% | |
| Chua, Ai Chun | Director, Senior Vice President & Senior Counsel | Aug 2021 (5y) | Less than 5% | |
| Lovelace, Robert, Whitney | Director And Chair | Sep 2023 (3y) | Less than 5% | |
| Nixon, Naseem, Zarifeh Sahar | Vice President, Chief Compliance Officer | Jun 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Capital Group International, Inc. | Shareholder | Apr 1988 | A | 75% or more |
| Capital Research And Management Company | Shareholder | Jul 2014 | B | ≈ 56.25% – 100% via Capital Group International, Inc. |
| The Capital Group Companies, Inc. | Shareholder | Feb 1967 | B | ≈ 42.19% – 100% via Capital Research And Management Company |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Capital Research And Management Company: 75% – 100% of Capital Group International, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- The Capital Group Companies, Inc.: 75% – 100% of Capital Research And Management Company × 75% – 100% of Capital Group International, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $783M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Capital International Private Equity Fund Vi, L.P. | Private Equity Fund | $402M | $25.0M | 100 |
| Capital International Private Equity Fund V, L.P. | Private Equity Fund | $346M | $25.0M | 132 |
| Cipef East Town Coinvestment Fund, L.P. | Private Equity Fund | $34.6M | $25.0M | 1 |
| Cipef Etw Coinvestment Fund, L.P. | Private Equity Fund | $1.4M | $25.0M | 5 |
| Laguna Saturn Fund, L.P. | Private Equity Fund | $0 | $25.0M | 1 |
| Cipef Constellation Coinvestment Fund Ii, L.P. | Private Equity Fund | $0 | $25.0M | 1 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Teamsters Local 641 Pension Fund | Board Of Trustees Teamsters Local 641 Pension Fund | 105 | $562M | 03/01/2024 |
| Agere Systems Pension Plan | Lsi Corporation | 111 | $922M | 01/01/2024 |
| The Citigroup Pension Plan | Citigroup Inc. | 14,217 | $10.0B | 01/01/2024 |
| Xpo Pension Plan | Xpo Cnw, Inc. | 3,810 | $1.5B | 01/01/2024 |
| Retirement Plan Of Norfolk Southern Corporation And Participating Subsidiary Companies | Norfolk Southern Corporation | 4,771 | $2.5B | 01/01/2024 |
| Wells Fargo & Company Cash Balance Plan | Wells Fargo & Company | 40,642 | $8.3B | 01/01/2024 |
| Salt River Project Employees' Retirement Plan | Salt River Valley Water Users Association | 5,246 | $2.9B | 01/01/2024 |
| Plain Dealer Publishing Co. Guild Retirement Plan | Plain Dealer Publishing Co. Local 1 Of The Newspaper Guild | 0 | $29.4M | 01/01/2024 |
| Lockheed Martin Corporation New Retirement Income Plan For Employees In Puerto Rico | Lockheed Martin Corporation | 0 | $10.7M | 01/01/2024 |
| 401(k) Pension Plan | National Rural Electric Cooperative Association | 61,593 | $16.8B | 01/01/2024 |
| State Farm Insurance Companies Retirement Plan For United States Employees | State Farm Mutual Automobile Insurance Company | 39,712 | $37.7B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 2.31 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Event Detail: REGISTRANT PLEADED GUILTY TO THREE CHARGES OF VIOLATING SECTION 6(A)(2) OF THE IMPORT AND EXPORT ORDINANCE, CAP. 60, UNDER THE LAWS OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION. HONG KONG LAW DOES NOT DISTINGUISH BETWEEN FELONIES AND MISDEMEANORS. Status: Final Disposition: REGISTRANT ENTERED A GUILTY PLEA ON NOVEMBER 22, 2021, AND PAID A FINE OF HK$ 40,000 (APPROXIMATELY USD 5,150) ON NOVEMBER 25, 2021. Summary: ON NOVEMBER 22, 2021, CAPITAL INTERNATIONAL, INC. ("CIINC") PLEADED GUILTY TO THREE CHARGES OF IMPORTING INTERNET ROUTERS INTO HONG KONG WITHOUT AN IMPORT LICENSE IN VIOLATION OF SECTION 6(A)(2) OF THE IMPORT AND EXPORT ORDINANCE, CAP. 60, UNDER THE LAWS OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION. THE CHARGES AROSE FROM SHIPMENTS MADE IN APRIL 2020 TO SUPPORT THE WORK-FROM-HOME EFFORTS OF CIINC EMPLOYEES IN RESPONSE TO THE COVID-19 PANDEMIC AND ASSOCIATED GOVERNMENT LOCKDOWNS. CIINC FAILED TO TIMELY COMPLETE APPLICABLE IMPORT PAPERWORK IN CONNECTION WITH THE SHIPMENTS. THE WEST KOWLOON MAGISTRATES' COURT ORDERED CIINC TO PAY A FINE OF HK$ 40,000 (APPROXIMATELY USD 5,150).
Allegations: THE REGISTRANT'S ULTIMATE PARENT COMPANY, THE CAPITAL GROUP COMPANIES, INC. ("CGC"), RECEIVED A NOTICE DATED SEPTEMBER 15, 2023 FROM THE FDF ALLEGING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWISS COMPANY, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY CGC'S INVESTMENT ADVISORY SUBSIDIARIES, WAS NOT MADE WITHIN THE FOUR TRADING DAY TIME LIMIT. THE LATE NOTIFICATION WAS A RESULT OF INCORRECT DATA SUPPLIED TO THE REGISTRANT BY A THIRD-PARTY VENDOR. Status: Pending Summary: THE REGISTRANT'S ULTIMATE PARENT COMPANY, THE CAPITAL GROUP COMPANIES, INC. ("CGC"), RECEIVED A NOTICE DATED SEPTEMBER 15, 2023 FROM THE FDF ALLEGING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWISS COMPANY, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY CGC'S INVESTMENT ADVISORY SUBSIDIARIES, WAS NOT MADE WITHIN THE FOUR TRADING DAY TIME LIMIT. THE LATE NOTIFICATION WAS A RESULT OF INCORRECT DATA SUPPLIED TO THE REGISTRANT BY A THIRD-PARTY VENDOR. THE FDF HAS RECOMMENDED THE IMPOSITION OF A FINE AS A RESULT OF THESE ALLEGATIONS, BUT THE FDF HAS NOT YET MADE ITS FINAL DETERMINATION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $8.2B (16% of AUM) May 2026
- J.P. Morgan $7.4B (14% of AUM) May 2026
- Northern Trust $6.0B (11% of AUM) May 2026
- BNY Mellon $3.6B (7% of AUM) May 2026
- Wells Fargo $3.3B (7% of AUM) Jun 2020
- Citibank $1.7B (3% of AUM) Sep 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗