Huber, Cardono, Moring & Richter, L.P.
- Regulatory AUM
- $21.7M
- Discretionary
- $19.1M
- Clients
- 33
- Avg AUM / client
- $657K
- Accounts
- 45
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $21.7M | 100.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David George Moring | Limited Partner, Clo | Sep 1996 (30y) | 25% – 50% | |
| Ian Gordon Manson Cardono | Limited Partner, Cfo | Sep 1996 (30y) | 25% – 50% | |
| Keith Murell Huber | Limited Partner, Ceo, Coo | CFP | Sep 1996 (30y) | 25% – 50% |
| Richter, William, Anthony | Limited Partner, Chief Compliance Officer | Dec 2006 (20y) | 25% – 50% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hcm Management, Inc. | General Partner | Sep 1996 | A | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DUE TO ADMINISTRATIVE ERROR, HCMR, LP DID NOT PAY ANNUAL STATE RIA REGISTRATION FEES IN 2002. SECUITIES BOARD RECOGNIZED THE ERROR WAS UNINTENTIONAL AND THAT THERE WAS NO INTENT TO DEFRAUD, OR TO ACT ILLEGALLY. Status: Final Sanction Detail: KEITH HUBER, $25,000 WILLIAM RICHTER, $4,500, $1,000 WAIVED, $3,500 FINAL AMOUNT IAN CARDONO, NO FINE Summary: THOUGH THE BOARD ACKNOWLEDGED THE OVERSIGHT WAS UNINTENTIONAL, TEXAS STAUTES REQUIRE A FINE AND AN ORDER OF REPRIMAND. WE ACCEPTED ABD PAID THE STATED FINES AND WE ARE IN GOOD STANDING WITH THE STATE OF TEXAS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗