New England Research & Management, Inc.
- Regulatory AUM
- $337M
- Discretionary
- $336M
- Clients
- 149
- Avg AUM / client
- $2.3M
- Accounts
- 408
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 79 | $25.8M | 7.65% |
| High net worth individuals | 70 | $305M | 90.4% |
| Pension and profit sharing plans | Fewer than 5 | $6.6M | 1.95% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marguerite Mary Collins | President And Chief Compliance Officer | Oct 1990 (36y) | 75% or more | |
| David Gosnell | Registered representative | CFA | Sep 2025 (1y) | |
| Sara Freer | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/12/2025 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $337M (100% of AUM) Aug 2026
- State Street $209M (79% of AUM) Sep 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 25, 2026.
View current Form ADV (SEC/IAPD) ↗