Hilltop Securities Asset Management, Llc
- Regulatory AUM
- $37.7B
- Discretionary
- $0
- Clients
- 60
- Avg AUM / client
- $628M
- Accounts
- 60
- Employees
- 31
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Asset allocation (SMA assets by investment type)
as of Mar 26, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| State or municipal government entities | 60 | $37.7B | 100.0% |
People (28)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Medanich, David King | Board Manager | May 2007 (19y) | Less than 5% | |
| Wittneben, Brian Lane | Secretary/General Counsel | Sep 2009 (17y) | Less than 5% | |
| Edge, Joseph Michael | Chief Financial Officer | Feb 2016 (11y) | Less than 5% | |
| Winges, Martin Bradley | Ceo | Mar 2021 (5y) | Less than 5% | |
| Scott Andrew Coya | Chief Compliance Officer | Jan 2022 (5y) | Less than 5% | |
| Mary Ann Dunda | President And Board Member | Jan 2023 (4y) | Less than 5% | |
| Scott Damian Mcintyre | Registered representative | CFA | Mar 1999 (27y) | |
| Thomas Gregory Warner | Registered representative | Aug 1999 (27y) | ||
| Donald Francis Foley | Registered representative | May 2006 (20y) | ||
| Blake Barnes Morris | Registered representative | Apr 2008 (18y) | ||
| Daniel Wesley Grant | Registered representative | Jun 2013 (13y) | ||
| Andrea Lee Cash | Registered representative | Dec 2016 (10y) | ||
| Matthew Rene Gomez | Registered representative | Mar 2023 (3y) | ||
| Alexis Correa | Registered representative | Apr 2023 (3y) | ||
| Dana Rashell Oller | Registered representative | May 2023 (3y) | ||
| Evelyn Marie Burgett | Registered representative | CFP | May 2023 (3y) | |
| Victoria Leigh Capella | Registered representative | May 2023 (3y) | ||
| James Herbert Towne | Registered representative | Aug 2023 (3y) | ||
| Lance Tomas Flores | Registered representative | Jan 2024 (3y) | ||
| Mica Lynn Owens Weary | Registered representative | May 2024 (2y) | ||
| Thomas Du | Registered representative | May 2024 (2y) | ||
| Jonathan Sobel | Registered representative | Aug 2024 (2y) | ||
| Matthew Alan Harris | Registered representative | CFA | Feb 2025 (1y) | |
| Trevor Lane Hilz | Registered representative | Mar 2025 (1y) | ||
| Carol Elaine Cheeks | Registered representative | May 2025 (1y) | ||
| Jennifer Onstad | Registered representative | Nov 2025 (1y) | ||
| Matthew Joseph Callewaert | Registered representative | Mar 2026 (0y) | ||
| Dominic Mark Alto | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| First Southwest Holding, L.L.C. | Parent Company | Jan 2009 | A | 75% or more |
| Hilltop Holdings Inc. | Parent | Jan 2015 | B | 75% or more of Hilltop Securities Holdings, Llc (indirect) |
| Hilltop Securities Holding, Llc | Parent | Jan 2015 | B | 75% or more of First Southwest Holdings, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • FIXED TRANSACTION FEE BASED ON A CONTRACTUAL FEE SCHEDULE
Services
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗