AUMdb

Harrington Investments, Incorporated

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 110790 · SEC file 801-17932 · Napa, CA · twitter.com
☆ Save with Pro ADV data as of Sep 24, 2025
Regulatory AUM
$355M
Discretionary
$355M
Clients
117
Avg AUM / client
$3.0M
Accounts
219
Employees
5

AUM over time

$153M $355M
Feb 1, 2012 Sep 24, 2025

Reported AUM from Form ADV filings, plotted by filing date · as of Sep 24, 2025

Investments (13F portfolio — 84 positions, $190,027,852)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Apple Inc COM $15,176,813 59,801 7.99% 4.27%
2 Microsoft Corp COM $9,831,151 26,558 5.17% 2.77%
3 Alphabet Inc CAP STK CL A $8,752,028 30,435 4.61% 2.46%
4 Alphabet Inc CAP STK CL C $7,320,667 25,520 3.85% 2.06%
5 Netflix Inc. COM $6,352,631 66,070 3.34% 1.79%
6 Amazon Com Inc COM $5,412,312 25,987 2.85% 1.52%
7 Schwab Charles Corp COM $5,333,835 56,755 2.81% 1.5%
8 Oracle Corp COM $5,236,233 35,594 2.76% 1.47%
9 Costco Wholesale Corporation COM $5,206,347 5,225 2.74% 1.47%
10 Tjx Cos Inc New COM $4,916,205 30,784 2.59% 1.38%
11 Thermo Fisher Scientific Inc COM $4,791,434 9,748 2.52% 1.35%
12 Marsh & Mclennan Cos Inc COM $4,477,785 25,816 2.36% 1.26%
13 Schwab Strategic Tr SHT TM US TRES $4,431,556 182,594 2.33% 1.25%
14 Amgen Inc COM $3,648,333 10,369 1.92% 1.03%
15 Starbucks Corp COM $3,317,070 37,025 1.75% 0.93%
16 Intel Corp COM $3,246,743 73,572 1.71% 0.91%
17 Ebay Inc. COM $3,165,023 34,773 1.67% 0.89%
18 Amalgamated Financial Corp COM $3,143,028 80,860 1.65% 0.88%
19 Consolidated Edison Inc COM $3,122,410 27,588 1.64% 0.88%
20 Qualcomm Inc COM $3,013,710 23,402 1.59% 0.85%
21 Church & Dwight Co Inc COM $2,956,844 31,685 1.56% 0.83%
22 Illinois Tool Wks Inc COM $2,916,549 11,205 1.53% 0.82%
23 Stryker Corporation COM $2,837,375 8,635 1.49% 0.8%
24 Gilead Sciences Inc COM $2,714,231 19,475 1.43% 0.76%
25 Deere & Co COM $2,683,561 4,764 1.41% 0.76%

Top 25 of 84 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 22 $13.6M 3.82%
High net worth individuals 80 $279M 78.5%
Charitable organizations 15 $53.5M 15.1%
Corporations and other businesses Fewer than 5 clients $9.2M 2.58%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Harrington, Diana, Lynn Vice President Jul 1987 (39y) 50% – 75%
John Charles Harrington President / Ceo Jul 1987 (39y) 50% – 75%
Jeffrey Earl Field Chief Compliance Officer Oct 2015 (11y) Less than 5%
Rebecca Anne White Registered representative CFA Jan 2026 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 09/24/2025 987 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 24, 2025.

View current Form ADV (SEC/IAPD) ↗