Matrix Planning Inc
- Regulatory AUM
- $121M
- Discretionary
- $101M
- Clients
- 17
- Avg AUM / client
- $7.1M
- Accounts
- 82
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1 | $832K | 0.69% |
| High net worth individuals | 15 | $119M | 98.0% |
| Pooled investment vehicles (non-investment companies) | 1 | $1.6M | 1.32% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $3.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hudson Valley Ventures, Llc | Real Estate Fund | Washington | $3.8M | 27 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Smith, Roberta, Jean | President/Chief Compliance Officer | Apr 1986 (40y) | 75% or more | |
| Smith, Shawn, Anthony | Shareholder | Jan 2000 (27y) | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hudson Valley Ventures, Llc | Real Estate Fund | $3.8M | $1.0K | 27 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
- • Other fees
- • A NEGOTIATED MONTHLY RETAINER
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $101M (83% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗