Allspring Funds Management, Llc
SEC-registered
Mutual Fund / Asset Manager · Mega ($100B+)
CRD 110841
· SEC file 801-58237
· Charlotte, NC
· music.amazon.com
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ADV data as of May 13, 2026
- Regulatory AUM
- $325B
- Discretionary
- $325B
- Clients
- 10,118
- Avg AUM / client
- $32.1M
- Accounts
- 10,118
- Employees
- 714
AUM over time
$204B
$325B
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7,267 | $2.9B | 0.89% |
| High net worth individuals | 1,878 | $5.2B | 1.6% |
| Investment companies | 95 | $311B | 95.9% |
| Pooled investment vehicles (non-investment companies) | 18 | $2.5B | 0.77% |
| Pension and profit sharing plans | 34 | $152M | 0.05% |
| Charitable organizations | 460 | $1.6B | 0.49% |
| State or municipal government entities | 15 | $151M | 0.05% |
| Corporations and other businesses | 351 | $723M | 0.22% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ibew Local Union 269 Annuity Fund Ibew Local Union 269 Annuity Fund | 2024 | |
| New Century Energies, Inc. Retirement Plan For Public Service Company Of Colorado Bargaining Unit Ees And Former Non Bargaining Unit Ees Xcel Energy Inc. | 2024 | |
| New Century Energies, Inc. Retirement Plan For Southwestern Public Service Co. Bargaining Unit Ee And Former Non Bargaining Unit Employees Xcel Energy Inc. | 2024 | |
| Xcel Energy Pension Plan And Xcel Energy Pension Plan For Bargaining Employees Xcel Energy Inc. | 2024 | |
| Xcel Energy Inc. Non Bargaining Pension Plan (South) Xcel Energy Inc. | 2024 |
People (94)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Haast, Paul, John | Head Of Product Development And External Investments, And Manager | Apr 2015 (11y) | Less than 5% | |
| Owen, Andrew, Nelson | President, Ceo And Manager | May 2017 (9y) | Less than 5% | |
| Squire, Sallie, Clements | Manager | Nov 2021 (5y) | Less than 5% | |
| Sullivan, Joseph, Andrew | Manager | Nov 2021 (5y) | GP / trustee / elected manager of Allspring Global Investments Holdings, Llc (indirect) | |
| Mc Cormack, Traci | Global Head Of Operations And Manager | Jan 2022 (5y) | Less than 5% | |
| Paul Werner Felsch | Chief Compliance Officer | Jan 2023 (4y) | Less than 5% | |
| Lege, Annette, Janecka | Chief Financial Officer | Aug 2024 (2y) | Less than 5% | |
| Scott Holden Engroff | Registered representative | Jan 2005 (22y) | ||
| Cary Zborovsky | Registered representative | Jan 2006 (21y) | ||
| David Salvatore Mamone | Registered representative | Aug 2006 (20y) | ||
| Matthew Ryan Hogfeldt | Registered representative | Feb 2010 (16y) | ||
| Burton Christopher Stokely | Registered representative | Mar 2015 (11y) | ||
| Chad Oliver Sprecher | Registered representative | May 2015 (11y) | ||
| Thomas Edward Scherer | Registered representative | Apr 2016 (10y) | ||
| Andrew Nathan Jacobsen | Registered representative | Dec 2016 (10y) | ||
| Brandon Allen Brouillard | Registered representative | Dec 2016 (10y) | ||
| Buffy Jane Moldenhauer | Registered representative | Dec 2016 (10y) | ||
| Christine Loftus Collins | Registered representative | CFA | Dec 2016 (10y) | |
| Joseph Carmelo Curatola | Registered representative | Dec 2016 (10y) | ||
| Sean Michael Laird | Registered representative | CFA | Dec 2016 (10y) | |
| John Paul Berg | Registered representative | Dec 2016 (10y) | ||
| Amy Marcou Witte | Registered representative | Dec 2016 (10y) | ||
| Jacob Richard Lechusz | Registered representative | Dec 2016 (10y) | ||
| Jonathan Victor Blake | Registered representative | Dec 2016 (10y) | ||
| Maitram H. Merkt | Registered representative | Dec 2016 (10y) | ||
| Nelson Arturo Goenaga | Registered representative | Dec 2016 (10y) | ||
| Patricia Ann Ingrilli | Registered representative | Dec 2016 (10y) | ||
| Paul Gary Engle | Registered representative | Dec 2016 (10y) | ||
| Peter Joseph Syslack | Registered representative | Dec 2016 (10y) | ||
| Scott Patrick Degraeve | Registered representative | Dec 2016 (10y) | ||
| Steven James Mullin | Registered representative | Dec 2016 (10y) | ||
| Christopher D Jackson | Registered representative | Jan 2017 (10y) | ||
| Evan Jared Mccarthy | Registered representative | Jan 2017 (10y) | ||
| Jonathan Richard Lagerstedt | Registered representative | Jan 2017 (10y) | ||
| Joseph C Crowley | Registered representative | Jan 2017 (10y) | ||
| Katherine N Ullucci | Registered representative | Jan 2017 (10y) | ||
| Rebecca Iryn Bench | Registered representative | CFA | Apr 2017 (9y) | |
| Adrienne Campbell | Registered representative | CFP | Jun 2017 (9y) | |
| Christopher Miller | Registered representative | Oct 2017 (9y) | ||
| Colin Thomas Walker | Registered representative | Nov 2017 (9y) | ||
| Connie Williams | Registered representative | Oct 2018 (8y) | ||
| Melissa Anna Cross | Registered representative | Feb 2019 (7y) | ||
| Alan Bryant Hadfield | Registered representative | Feb 2019 (7y) | ||
| Kevin Kelly | Registered representative | May 2019 (7y) | ||
| Deborah Hansen | Registered representative | May 2019 (7y) | ||
| Michael Timothy Reardon | Registered representative | Mar 2020 (6y) | ||
| Bryan Thomas Piskorowski | Registered representative | Apr 2020 (6y) | ||
| Anthony Orestano | Registered representative | Aug 2020 (6y) | ||
| Robert F Warchol | Registered representative | Jul 2021 (5y) | ||
| Christen A Ryan | Registered representative | Sep 2021 (5y) | ||
| Jeffrey Thomas Jennings | Registered representative | Mar 2022 (4y) | ||
| Sean R Burke | Registered representative | Jul 2022 (4y) | ||
| Ronald Christopher Boeker | Registered representative | Aug 2022 (4y) | ||
| Bryan Dennis Carpenter | Registered representative | Aug 2022 (4y) | ||
| Joshua Daniel Fiedler | Registered representative | Oct 2022 (4y) | ||
| Noah Alexander Kroll | Registered representative | Nov 2022 (4y) | ||
| Peter M Williams | Registered representative | Nov 2022 (4y) | ||
| Jennifer Lea Grunberg | Registered representative | Dec 2022 (4y) | ||
| Joseph Frederick Blair | Registered representative | Mar 2023 (3y) | ||
| Thomas Patrick Flynn | Registered representative | Mar 2023 (3y) | ||
| Kenneth Ranieri | Registered representative | CFA | Aug 2023 (3y) | |
| Sarah Michelle Henriksen | Registered representative | Aug 2023 (3y) | ||
| Marc J Zampanti | Registered representative | Sep 2023 (3y) | ||
| Anthony Michael Svach | Registered representative | Sep 2023 (3y) | ||
| Meaghan K Spiegel | Registered representative | CFP | Sep 2023 (3y) | |
| Kristin Lee Carcio | Registered representative | Nov 2023 (3y) | ||
| Kaitlyn Victoria Domoracki | Registered representative | May 2024 (2y) | ||
| John Kenneth Moninger | Registered representative | May 2024 (2y) | ||
| Christopher Bruce Smirti | Registered representative | Jun 2024 (2y) | ||
| Jesse Michael Neerdaels | Registered representative | CFP | Aug 2024 (2y) | |
| Jason Paul Stevens | Registered representative | Aug 2024 (2y) | ||
| John Moore Carr | Registered representative | Oct 2024 (2y) | ||
| Michael Adel Guirguis | Registered representative | CFA | Oct 2024 (2y) | |
| Henry Marks Gochuico | Registered representative | Oct 2024 (2y) | ||
| Cara Corinne Magliocco | Registered representative | Nov 2024 (2y) | ||
| Jeremy Peter Watt | Registered representative | Nov 2024 (2y) | ||
| John Edward Mckenty | Registered representative | Nov 2024 (2y) | ||
| Holly Harben Swan | Registered representative | Nov 2024 (2y) | ||
| Patrick Henry Cerrato | Registered representative | Nov 2024 (2y) | ||
| Bhavesh S Rana | Registered representative | Dec 2024 (2y) | ||
| Douglas Leigh Lyons | Registered representative | Dec 2024 (2y) | ||
| Justin La Bier | Registered representative | CFA | Jan 2025 (2y) | |
| Viviana A Vilacha | Registered representative | Feb 2025 (1y) | ||
| Jordan Marc Zeledon | Registered representative | May 2025 (1y) | ||
| Timothy David Weber | Registered representative | Jun 2025 (1y) | ||
| Thomas William Kelleher | Registered representative | Aug 2025 (1y) | ||
| Tucker Alston Mac Millan | Registered representative | CFA | Oct 2025 (1y) | |
| Irina Shimarova | Registered representative | Jan 2026 (1y) | ||
| Christopher Paul Klauck | Registered representative | Feb 2026 (0y) | ||
| Ana Claire Piacentini | Registered representative | Mar 2026 (0y) | ||
| Carter Thomas Stockwell | Registered representative | Mar 2026 (0y) | ||
| Alexander Nicholas Cautela | Registered representative | Apr 2026 (0y) | ||
| Daniel Jacob Dolan | Registered representative | Apr 2026 (0y) | ||
| William Haigh Porter Stanley | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Allspring Global Investments Holdings, Llc | Managing Member, Direct Parent Company | Jul 2017 | A | 75% or more |
| Allspring Buyer Llc | Owner | Nov 2021 | B | ≈ 56.25% – 100% via Allspring Global Investments Holdings, Llc |
| Allspring Intermediate Ii Llc | Owner | Nov 2021 | B | ≈ 42.19% – 100% via Allspring Buyer Llc |
| Allspring Intermediate I Llc | Owner | Nov 2021 | B | ≈ 31.64% – 100% via Allspring Intermediate Ii Llc |
| Allspring Group Holdings Llc | Owner | Nov 2021 | B | ≈ 23.73% – 100% via Allspring Intermediate I Llc |
| Gtcr Fund Xiii/B Lp | Owner | Nov 2021 | B | ≈ 5.93% – 50% via Allspring Group Holdings Llc |
| Gtcr Partners Xiii/B Lp | General Partner | Jul 2020 | B | GP / trustee / elected manager of Gtcr Fund Xiii/B Lp (indirect) |
| Gtcr Investment Xiii Llc | General Partner | Jul 2020 | B | GP / trustee / elected manager of Gtcr Partners Xiii/B Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Allspring Buyer Llc: 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Allspring Intermediate Ii Llc: 75% – 100% of Allspring Buyer Llc × 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Allspring Intermediate I Llc: 75% – 100% of Allspring Intermediate Ii Llc × 75% – 100% of Allspring Buyer Llc × 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Allspring Group Holdings Llc: 75% – 100% of Allspring Intermediate I Llc × 75% – 100% of Allspring Intermediate Ii Llc × 75% – 100% of Allspring Buyer Llc × 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Gtcr Fund Xiii/B Lp: 25% – 50% of Allspring Group Holdings Llc × 75% – 100% of Allspring Intermediate I Llc × 75% – 100% of Allspring Intermediate Ii Llc × 75% – 100% of Allspring Buyer Llc × 75% – 100% of Allspring Global Investments Holdings, Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ibew Local Union 269 Annuity Fund | Ibew Local Union 269 Annuity Fund | 989 | $298M | 01/01/2024 |
| New Century Energies, Inc. Retirement Plan For Public Service Company Of Colorado Bargaining Unit Ees And Former Non Bargaining Unit Ees | Xcel Energy Inc. | 1,952 | $860M | 01/01/2024 |
| New Century Energies, Inc. Retirement Plan For Southwestern Public Service Co. Bargaining Unit Ee And Former Non Bargaining Unit Employees | Xcel Energy Inc. | 892 | $343M | 01/01/2024 |
| Xcel Energy Pension Plan And Xcel Energy Pension Plan For Bargaining Employees | Xcel Energy Inc. | 7,305 | $1.2B | 01/01/2024 |
| Xcel Energy Inc. Non Bargaining Pension Plan (South) | Xcel Energy Inc. | 895 | $184M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 1.34 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Wells Fargo $5.9B (2% of AUM) May 2026
- Morgan Stanley $2.4B (1% of AUM) May 2026
- UBS $936M (0% of AUM) May 2026
- RBC $415M (0% of AUM) Jan 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗