Smedley Financial Services Inc
- Regulatory AUM
- $397M
- Discretionary
- $397M
- Clients
- 855
- Avg AUM / client
- $464K
- Accounts
- 1,961
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 744 | $176M | 44.5% |
| High net worth individuals | 105 | $218M | 55.0% |
| Corporations and other businesses | 6 | $2.3M | 0.57% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Chapman And Cutler Llp Retirement Plan Chapman And Cutler Llp | 2024 | |
| Chapman And Cutler Llp Salary Deferral Plan For Partners And Support Staff Chapman And Cutler Llp | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roger Merrill Smedley | Ceo | CFP | Jan 1998 (29y) | 75% or more |
| James R Derrick | Vice President | CFA | Jul 2003 (23y) | Less than 5% |
| Jessop, Sharla, J | President | Feb 2017 (10y) | 10% – 25% | |
| Shane Paul Thomas | Registered representative | Jul 2005 (21y) | ||
| Mikal Aune | Registered representative | CFP | Jul 2006 (20y) | |
| Jordan Robert Hadfield | Registered representative | CFP | May 2018 (8y) | |
| Parker Lee Thompson | Registered representative | CFP | Aug 2022 (4y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Chapman And Cutler Llp Retirement Plan | Chapman And Cutler Llp | 310 | $211M | 01/01/2024 |
| Chapman And Cutler Llp Salary Deferral Plan For Partners And Support Staff | Chapman And Cutler Llp | 336 | $136M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 08/08/2025 | 878 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
- • Commissions
- • Other fees
- • SUB-ADVISORY FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $316M (92% of AUM) Aug 2025
- Envestnet Enterprise $90.0M (29% of AUM) Aug 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗