Ciccarelli Advisory Services Inc
- Regulatory AUM
- $1.6B
- Discretionary
- $0
- Clients
- 3,553
- Avg AUM / client
- $446K
- Accounts
- 3,553
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Nov 13, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,007 | $615M | 38.8% |
| High net worth individuals | 546 | $971M | 61.2% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kim Ciccarelli Kantor | President, Owner | CFP | Oct 1985 (41y) | 50% – 75% |
| Raymond Frank Ciccarelli | Vice President, Owner | Oct 1985 (41y) | 50% – 75% | |
| Paul Frank Ciccarelli | Vice President | CFP Chartered Financial Consultant | Feb 1993 (33y) | Less than 5% |
| Jill Ciccarelli Rapps | Vice President | CFP | Jan 1994 (33y) | Less than 5% |
| Geral Jean Smith | Chief Compliance Officer | Jul 2006 (20y) | Less than 5% | |
| Lynn Ann Ferraina | Registered representative | Jan 1996 (31y) | ||
| Anthony Joseph Curatolo | Registered representative | Jan 1997 (30y) | ||
| Jasen Michael Gilbert | Registered representative | Jun 2010 (16y) | ||
| Judith G Alexander Wasley | Registered representative | Sep 2012 (14y) | ||
| Samantha R Webster | Registered representative | CFP | Sep 2012 (14y) | |
| Steven Troy Merkel | Registered representative | CFP Chartered Financial Consultant | Sep 2012 (14y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/13/2025 | 952 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $635M (40% of AUM) Nov 2025
- Sei Investments Company $358M (23% of AUM) Nov 2025
- Pershing $181M (17% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 13, 2025.
View current Form ADV (SEC/IAPD) ↗