Gold Coast Securities, Inc.
- Regulatory AUM
- $39.9M
- Discretionary
- $5.8M
- Clients
- 35
- Avg AUM / client
- $1.1M
- Accounts
- 52
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $6.0M | 14.9% |
| High net worth individuals | 20 | $33.9M | 85.1% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Anthony Lamia | Shareholder | CFP | Jan 2001 (26y) | 25% – 50% |
| Tae Pom Ho | Ceo/Cfo/Clo/Chief Compliance Officer/Director | Jan 2001 (26y) | 25% – 50% | |
| Tamano, Sally Yip | Svp, Coo, Director | Nov 2002 (24y) | 5% – 10% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE ALABAMA SECURITIES COMMISSION ALLEGED THAT THE RESPONDENT CONDUCTED SECURITIES TRANSACTIONS WITHOUT BEING REGISTERED. Status: Final Sanction Detail: AN ADMINISTRATIVE ASSESSMENT IN THE AMOUNT OF $1000 AND AN ASSESSMENT FOR INVESTIGATIVE COSTS IN THE AMOUNT OF $1000 WERE PAID BY THE RESPONDENT ON MAY 07, 2004. Summary: AFTER AN INFORMAL HEARING WITH THE ALABAMA SECURITIES COMMISSION, THE RESPONDENT AGREED TO A CONSENT ORDER ACCEPTING THE COMMISSION'S FINDINGS, WAIVING ITS RIGHTS TO A HEARING, AND TO PAYING THE ADMINISTRATIVE ASSESSMENT. THE CONSENT ORDER WAS FINALIZED ON MAY 24, 2004 AND THE RESPONDENT'S REGISTRATION PROCESS IS NOW CONTINUING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Market timing services
Custody
Reported custodians
- Pershing $39.9M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗