Comprehensive Financial Planning, Inc.
- Regulatory AUM
- $434M
- Discretionary
- $430M
- Clients
- 592
- Avg AUM / client
- $733K
- Accounts
- 592
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 464 | $80.6M | 18.6% |
| High net worth individuals | 113 | $225M | 51.9% |
| Pension and profit sharing plans | 4 | $87.8M | 20.2% |
| Charitable organizations | 3 | $3.0M | 0.7% |
| Corporations and other businesses | 8 | $37.5M | 8.64% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tel Hai Retirement Community 401(k) Plan Tel Hai Retirement Community | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard John Walters | President & Chief Compliance Officer & Super Account Administrator | CFP | Feb 1991 (35y) | 75% or more |
| Brooke Williamson Herr | Registered representative | Feb 1991 (35y) | ||
| Michael Vincent Kowalick | Registered representative | Aug 2005 (21y) | ||
| Wendel Lee King | Registered representative | Jun 2007 (19y) | ||
| Patrick Joseph Cloonan | Registered representative | CFP | Aug 2012 (14y) | |
| Damon Paul Heller | Registered representative | Jul 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tel Hai Retirement Community 401(k) Plan | Tel Hai Retirement Community | 300 | $15.4M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 953 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $39.2M (9% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗